nips nips2013 nips2013-294 knowledge-graph by maker-knowledge-mining

294 nips-2013-Similarity Component Analysis


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Author: Soravit Changpinyo, Kuan Liu, Fei Sha

Abstract: Measuring similarity is crucial to many learning tasks. To this end, metric learning has been the dominant paradigm. However, similarity is a richer and broader notion than what metrics entail. For example, similarity can arise from the process of aggregating the decisions of multiple latent components, where each latent component compares data in its own way by focusing on a different subset of features. In this paper, we propose Similarity Component Analysis (SCA), a probabilistic graphical model that discovers those latent components from data. In SCA, a latent component generates a local similarity value, computed with its own metric, independently of other components. The final similarity measure is then obtained by combining the local similarity values with a (noisy-)OR gate. We derive an EM-based algorithm for fitting the model parameters with similarity-annotated data from pairwise comparisons. We validate the SCA model on synthetic datasets where SCA discovers the ground-truth about the latent components. We also apply SCA to a multiway classification task and a link prediction task. For both tasks, SCA attains significantly better prediction accuracies than competing methods. Moreover, we show how SCA can be instrumental in exploratory analysis of data, where we gain insights about the data by examining patterns hidden in its latent components’ local similarity values. 1

Reference: text


Summary: the most important sentenses genereted by tfidf model

sentIndex sentText sentNum sentScore

1 edu Abstract Measuring similarity is crucial to many learning tasks. [sent-10, score-0.232]

2 However, similarity is a richer and broader notion than what metrics entail. [sent-12, score-0.362]

3 For example, similarity can arise from the process of aggregating the decisions of multiple latent components, where each latent component compares data in its own way by focusing on a different subset of features. [sent-13, score-0.555]

4 In this paper, we propose Similarity Component Analysis (SCA), a probabilistic graphical model that discovers those latent components from data. [sent-14, score-0.231]

5 In SCA, a latent component generates a local similarity value, computed with its own metric, independently of other components. [sent-15, score-0.447]

6 The final similarity measure is then obtained by combining the local similarity values with a (noisy-)OR gate. [sent-16, score-0.496]

7 We validate the SCA model on synthetic datasets where SCA discovers the ground-truth about the latent components. [sent-18, score-0.179]

8 We also apply SCA to a multiway classification task and a link prediction task. [sent-19, score-0.145]

9 For both tasks, SCA attains significantly better prediction accuracies than competing methods. [sent-20, score-0.126]

10 Moreover, we show how SCA can be instrumental in exploratory analysis of data, where we gain insights about the data by examining patterns hidden in its latent components’ local similarity values. [sent-21, score-0.385]

11 1 Introduction Learning how to measure similarity (or dissimilarity) is a fundamental problem in machine learning. [sent-22, score-0.232]

12 If we parameterize the desired dissimilarity measure in the form of a metric function, the resulting learning problem is often referred to as metric learning. [sent-24, score-0.218]

13 Representing objects as points in high-dimensional feature spaces, most metric learning learning algorithms assume that the same set of features contribute indistinguishably to assessing similarity. [sent-33, score-0.128]

14 SCA has K latent components which give rise to local similarity values sk conditioned on a pair of data xm and xn . [sent-44, score-0.661]

15 In contrast, similarity can arise from a complex aggregation of comparing data instances on multiple subsets of features, to which we refer as latent components. [sent-49, score-0.372]

16 For an arbitrary pair of songs, we can rate the similarity between them based on one of the many components or an arbitrary subset of components, while ignoring the rest. [sent-51, score-0.325]

17 Multi-component based similarity exists also in other types of data. [sent-53, score-0.232]

18 In this paper, we propose Similarity Component Analysis (SCA) to model the richer similarity relationships beyond what current metric learning algorithms can offer. [sent-59, score-0.349]

19 The similarity (node s) is modeled as a probabilistic combination of multiple latent components. [sent-62, score-0.391]

20 Each latent component (sk ) assigns a local similarity value to whether or not two objects are similar, inferring from only a subset (but unknown) of features. [sent-63, score-0.447]

21 The (local) similarity values of those latent components are aggregated with a (noisy-) OR model. [sent-64, score-0.428]

22 Two objects are likely to be dissimilar if none of the components voices up. [sent-66, score-0.137]

23 We derive an EM-based algorithm for fitting the model with data annotated with similarity relationships. [sent-67, score-0.232]

24 The algorithm infers the intermediate similarity values of latent components and identifies the parameters for the (noisy-)OR model, as well as each latent component’s conditional distribution, by maximizing the likelihood of the training data. [sent-68, score-0.549]

25 On synthetic data where ground-truth is available, we confirm SCA’s ability in discovering latent components and their corresponding subsets of features. [sent-70, score-0.221]

26 On a multiway classification task, we contrast SCA to state-of-the-art metric learning algorithms and demonstrate SCA’s superior performance in classifying data samples. [sent-71, score-0.133]

27 Finally, we use SCA to model the network link structures among research articles published at NIPS proceedings. [sent-72, score-0.167]

28 We also conduct extensive analysis on how learned latent components effectively represent link structures. [sent-74, score-0.274]

29 2 Approach We start by describing in detail Similarity Component Analysis (SCA), a Bayesian network for modeling similarity between two objects. [sent-78, score-0.277]

30 1 Probabilistic model of similarity In what follows, let (u, v, s) denote a pair of D-dimensional data points u, v ∈ RD and their associated value of similarity s ∈ {DISSIMILAR, SIMILAR} or {0, 1} accordingly. [sent-81, score-0.497]

31 In SCA, we assume that p(s|u, v) is a mixture of multiple latent components’s local similarity values. [sent-85, score-0.404]

32 Each latent component evaluates its similarity value independently, using only a subset of the D features. [sent-86, score-0.415]

33 Latent components Formally, let u[k] denote the subset of features from u corresponding to the k-th latent component where [k] ⊂ {1, 2, . [sent-88, score-0.258]

34 The similarity assessment sk of this component alone is determined by the distance between u[k] and v[k] dk = (u − v)T Mk (u − v) (1) where Mk 0 is a D × D positive semidefinite matrix, used to measure the distance more flexibly than the standard Euclidean metric. [sent-92, score-0.515]

35 The distance dk is transformed to the probability for the Bernoulli variable sk according to P (sk = 1|u, v) = (1 + e−bk )[1 − σ(dk − bk )] (2) −t −1 where σ(·) is the sigmoid function σ(t) = (1 + e ) and bk is a bias term. [sent-96, score-0.324]

36 Intuitively, when the (biased) distance (dk − bk ) is large, sk is less probable to be 1 and the two data points are regarded less similar. [sent-97, score-0.244]

37 Combining local similarities Assume that there are K latent components. [sent-99, score-0.192]

38 How can we combine all the local similarity assessments? [sent-100, score-0.264]

39 Namely, K P (s = 1|s1 , s2 , · · · , sK ) = 1 − I[sk = 0] (3) k=1 Thus, the two data points are similar (s = 1) if at least one of the aspects deems so, corresponding to sk = 1 for a particular k. [sent-102, score-0.15]

40 The noisy-OR model captures precisely this notion: K I[sk =1] P (s = 1|s1 , s2 , · · · , sK ) = 1 − θk (5) k=1 where the more sk = 1, the less the false-negative rate is after combination. [sent-106, score-0.135]

41 2 Inference and learning Given an annotated training dataset D = {(xm , xn , smn )}, we learn the parameters, which include all the positive semidefinite matrices Mk , the biases bk and the false negative rates θk (if noisy-OR is used), by maximizing the likelihood of D. [sent-114, score-0.133]

42 3 Extensions Variants to local similarity models The choice of using logistic-like functions eq. [sent-138, score-0.264]

43 (2) for modeling local similarity of the latent components is orthogonal to how those similarities are combined in eq. [sent-139, score-0.514]

44 Disjoint components We could also explicitly express our desiderata that latent components focus on non-overlapping features. [sent-147, score-0.271]

45 To this end, we penalize the likelihood of the data with the following regularizer to promote disjoint components diag(Mk )T diag(Mk ) R({Mk }) = (9) k,k where diag(·) extracts the diagonal elements of the matrix. [sent-148, score-0.14]

46 As the metrics are constrained to be positive semidefinite, the inner product attains its minimum of zero when the diagonal elements, which are nonnegative, are orthogonal to each other. [sent-149, score-0.16]

47 Thus, metrics that have orthogonal diagonal vectors will use non-overlapping subsets of features. [sent-151, score-0.134]

48 3 Experimental results We validate the effectiveness of SCA in modeling similarity relationships on three tasks. [sent-155, score-0.264]

49 2, we apply SCA to a multiway classification task to recognize images of handwritten digits where similarity is equated to having the same class label. [sent-159, score-0.269]

50 3, we apply SCA to a link prediction problem for a network of scientific articles. [sent-162, score-0.138]

51 Our baseline algorithms for modeling similarity are information-theoretic metric learning (ITML) [5] and large margin nearest neighbor (LMNN) [18]. [sent-164, score-0.41]

52 Both methods are discriminative approaches where a metric is optimized to reduce the distances between data points from the same label class (or similar data instances) and increase the distances between data points from different classes (or dissimilar data instances). [sent-165, score-0.201]

53 When possible, we also contrast to multiple metric LMNN (MM - LMNN) [18], a variant to LMNN where multiple metrics are learned from data. [sent-166, score-0.243]

54 Specifically, our feature dimensionality is D = 30 and the number of latent components is K = 5. [sent-170, score-0.213]

55 For each component k, the corresponding metric Mk is a D × D sparse positive semidefinite matrix where only elements in a 6 × 6 matrix block on the diagonal are nonzero. [sent-171, score-0.183]

56 In short, these metrics mimic the setup where each component focuses on its own 1/K-th of total features that are disjoint from each other. [sent-173, score-0.194]

57 We select a random pair and compute their similarity according to eq. [sent-179, score-0.25]

58 We evaluate the results of SCA on two aspects: how well we can recover the ground-truth metrics (and biases) and how well we can use the parameters to predict similarities on the test set. [sent-185, score-0.148]

59 2(a) contrasts the learned metrics to the ground-truth (the first row). [sent-187, score-0.125]

60 However, when the number of latent components increases, SCA outperforms other approaches by a large margin. [sent-242, score-0.196]

61 Also note that when the number of latent components exceeds the ground-truth K = 5, SCA reaches a plateau until overfitting. [sent-243, score-0.196]

62 In real-world data, “true metrics” may overlap, that is, it is possible that different components of similarity rely on overlapping set of features. [sent-244, score-0.327]

63 To examine SCA’s effectiveness in this scenario, we create another synthetic data where true metrics heavily overlap, illustrated in the first row of Fig. [sent-245, score-0.151]

64 For testing, the label y of x is determined by y = arg maxc sc = arg maxc P (s = 1|x, x ) (10) x ∈Bc (x) where sc is the similarity score to the c-th class, computed as the sum of 5 largest similarity values Bc to samples in that class. [sent-256, score-0.51]

65 3 Link prediction We evaluate SCA on the task of link prediction in a “social” network of scientific articles. [sent-261, score-0.168]

66 In particular, we are interested in not only link prediction accuracies, but also the insights about data that we gain from analyzing the identified latent components. [sent-263, score-0.229]

67 (2) Topic (ToP) uses the documents’ topic vectors (mixture weights of topics) after fitting the corpus 6 Table 3: Link prediction accuracies and their standard errors (%) on a network of scientific papers Feature type BoW ToW ToP SCA - DIAG SVM BASELINES ITML LMNN 73. [sent-275, score-0.153]

68 For BoW and ToW represented data, we compare SCA with diagonal metrics (SCA - DIAG, cf. [sent-304, score-0.134]

69 To apply SVM/LOGIT, we treat the link prediction as a binary classification problem where the input is the absolute difference in feature values between the two data points. [sent-307, score-0.125]

70 For 50-dimensional ToP represented data, we compare SCA (SCA) and SCA - DIAG to SVM / LOGIT, information-theoretical metric learning (ITML), and large margin nearest neighbor (LMNN). [sent-308, score-0.163]

71 Note that while LMNN was originally designed for nearest-neighbor based classification, it can be adapted to use similarity information to learn a global metric to compute the distance between any pair of data points. [sent-309, score-0.369]

72 We learn such a metric and threshold on the distance to render a decision on whether two data points are similar or not (i. [sent-310, score-0.134]

73 On the other end, multiple-metric LMNN, while often having better classification performance, cannot be used for similarity and link prediction as it does not provide a principled way of computing distances between two arbitrary data points when there are multiple (local) metrics. [sent-313, score-0.392]

74 For both SCA and SCA - DIAG, we report results when a single component is used as well as when the optimal number of components are used (under columns K∗ ). [sent-317, score-0.137]

75 Both SCA - DIAG and SCA outperform the rest methods by a significant margin, especially when the number of latent components is greater than 1 (K∗ ranges from 3 to 13, depending on the methods and the feature types). [sent-318, score-0.213]

76 The only exception is SCA - DIAG with one component (K = 1), which is an overly restrictive model as the diagonal metrics constrain features to be combined additively. [sent-319, score-0.196]

77 Edge component analysis Why does learning latent components in SCA achieve superior link prediction accuracies? [sent-321, score-0.366]

78 The (noisy-)OR model used by SCA is naturally inclined to favoring “positive” opinions — a pair of samples are regarded as being similar as long as there is one latent component strongly believing so. [sent-322, score-0.201]

79 This implies that a latent component can be tuned to a specific group of samples if those samples rely on common feature characteristics to be similar. [sent-323, score-0.2]

80 The plot displays in relative strength —darker being stronger — how much each latent component believes a pair of articles from the same section should be similar. [sent-326, score-0.239]

81 Concretely, after fitting a 9-component SCA (from documents in ToP features), we consider edges connecting articles in the same section and compute the average local similarity values assigned by each component. [sent-327, score-0.328]

82 We observe two interesting sparse patterns: for each section, there is a dominant latent component that strongly supports the fact that the articles from that section should be similar (e. [sent-328, score-0.241]

83 Moreover, for each latent component, it often strongly “voices up” for one section – the exception is the second component which seems to support both section 3 and 4. [sent-331, score-0.183]

84 Nonetheless, the general picture is that, each section has a signature in terms of how similarity values are distributed across latent components. [sent-332, score-0.377]

85 3(a) depicts averaged signature for each section, the scatterplot displays 2D embeddings computed with the t-SNE algorithm, on each individual edge’s signature — 9-dimensional similarity values inferred with the 9 latent components. [sent-336, score-0.401]

86 Representing network links with local similarity values reveals interesting structures, such as nearly one-to-one correspondence between latent components and sections, as well as clusters. [sent-339, score-0.526]

87 However, representing articles in LDA’s topics does not reveal useful clustering structures such that links can be inferred. [sent-340, score-0.153]

88 In contrast, embedding documents using their topic representations does not reveal clear clustering structures such that network links can be inferred. [sent-343, score-0.164]

89 We observe that while topics themselves do not reveal intrinsic (network) structures, latent components are able to achieve so by applying highly-specialized metrics to measure local similarities and yield characteristic signatures. [sent-346, score-0.434]

90 We also study whether or not the lack of an edge between a pair of dissimilar documents from different sections, can give rise to characteristic signatures from the latent components. [sent-347, score-0.246]

91 4 Related Work Our model learns multiple metrics, one for each latent component. [sent-351, score-0.14]

92 However, the similarity (or associated dissimilarity) from our model is definitely non-metric due to the complex combination. [sent-352, score-0.232]

93 [12] gives an information-theoretic definition of (non-metric) similarity as long as there is a probabilistic model for the data. [sent-354, score-0.251]

94 The key difference is that those works model vertices with a mixture of latent components (communities) where we model the interactions between vertices with a mixture of latent components. [sent-358, score-0.317]

95 [2] studies a social network whose edge set is the union of multiple edge sets in hidden similarity spaces. [sent-359, score-0.36]

96 Our work explicitly models the probabilistic process of combining latent components with a (noisy-)OR gate. [sent-360, score-0.215]

97 5 Conclusion We propose Similarity Component Analysis (SCA) for probabilistic modeling of similarity relationship for pairwise data instances. [sent-361, score-0.266]

98 The key ingredient of SCA is to model similarity as a complex combination of multiple latent components, each giving rise to a local similarity value. [sent-362, score-0.636]

99 SCA attains significantly better accuracies than existing methods on both classification and link prediction tasks. [sent-363, score-0.183]

100 Acknowledgements We thank reviewers for extensive discussion and references on the topics of similarity and learning similarity. [sent-364, score-0.273]


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Section 7 demonstrates the applicability of 3-way resemblance search in real applications. 2 Classical c-NN and Locality Sensitive Hashing (LSH) Initial attempts of finding efficient (sub-linear time) algorithms for exact near neighbor search, based on space partitioning, turned out to be a disappointment with the massive dimensionality of current datasets [11, 28]. Approximate versions of the problem were proposed [14, 13] to break the linear query time bottleneck. One widely adopted formalism is the c-approximate near neighbor (c-NN). Definition 1 (c-Approximate Near Neighbor or c-NN). Consider a set of points, denoted by P, in a D-dimensional space RD , and parameters R0 > 0, δ > 0. The task is to construct a data structure which, given any query point q, if there exist an R0 -near neighbor of q in P, it reports some cR0 -near neighbor of q in P with probability 1 − δ. The usual notion of c-NN is for distance. Since we deal with similarities, we define R0 -near neighbor of point q as a point p with Sim(q, p) ≥ R0 , where Sim is the similarity function of interest. Locality sensitive hashing (LSH) [14, 13] is a popular framework for c-NN problems. LSH is a family of functions, with the property that similar input objects in the domain of these functions have a higher probability of colliding in the range space than non-similar ones. In formal terms, consider H a family of hash functions mapping RD to some set S Definition 2 (Locality Sensitive Hashing (LSH)). A family H is called (R0 , cR0 , p1 , p2 )-sensitive if for any two points x, y ∈ RD and h chosen uniformly from H satisfies the following: • if Sim(x, y) ≥ R0 then P rH (h(x) = h(y)) ≥ p1 • if Sim(x, y) ≤ cR0 then P rH (h(x) = h(y)) ≤ p2 For approximate nearest neighbor search typically, p1 > p2 and c < 1 is needed. Note, c < 1 as we are defining neighbors in terms of similarity. Basically, LSH trades off query time with extra preprocessing time and space which can be accomplished off-line. 2 Fact 1 Given a family of (R0 , cR0 , p1 , p2 ) -sensitive hash functions, one can construct a data structure for c-NN with O(nρ log1/p2 n) query time and space O(n1+ρ ), where ρ = log 1/p1 . log 1/p2 Minwise Hashing for Pairwise Resemblance One popular choice of LSH family of functions associated with resemblance similarity is, Minwise Hashing family [5, 6, 13]. Minwise Hashing family applies an independent random permutation π : Ω → Ω, on the given set S ⊆ Ω, and looks at the minimum element under π, i.e. min(π(S)). Given two sets S1 , S2 ⊆ Ω = {0, 1, 2, ..., D − 1}, it can be shown by elementary probability argument that P r (min(π(S1 )) = min(π(S2 ))) = |S1 ∩ S2 | = R2way . |S1 ∪ S2 | (1) The recent work on b-bit minwise hashing [20, 23] provides an improvement by storing only the lowest b bits of the hashed values: min(π(S1 )), min(π(S2 )). [26] implemented the idea of building hash tables for near neighbor search, by directly using the bits from b-bit minwise hashing. 3 3-way Similarity Search Formulation Our focus will remain on binary vectors which can also be viewed as sets. We illustrate our method |S1 ∩S2 ∩S3 | using 3-way resemblance similarity function Sim(S1 , S2 , S3 ) = |S1 ∪S2 ∪S3 | . The algorithm and guarantees naturally extend to k-way resemblance. Given a size n collection C ⊆ 2Ω of sets (or binary vectors), we are particularly interested in the following three problems: 1. Given two query sets S1 and S2 , find S3 ∈ C that maximizes Sim(S1 , S2 , S3 ). 2. Given a query set S1 , find two sets S2 , S3 ∈ C maximizing Sim(S1 , S2 , S3 ). 3. Find three sets S1 , S2 , S3 ∈ C maximizing Sim(S1 , S2 , S3 ). The brute force way of enumerating all possibilities leads to the worst case query time of O(n), O(n2 ) and O(n3 ) for problem 1, 2 and 3, respectively. In a hope to break this barrier, just like the case of pairwise near neighbor search, we define the c-approximate (c < 1) versions of the above three problems. As in the case of c-NN, we are given two parameters R0 > 0 and δ > 0. For each of the following three problems, the guarantee is with probability at least 1 − δ: 1. (3-way c-Near Neighbor or 3-way c-NN) Given two query sets S1 and S2 , if there ′ exists S3 ∈ C with Sim(S1 , S2 , S3 ) ≥ R0 , then we report some S3 ∈ C so that ′ Sim(S1 , S2 , S3 ) ≥ cR0 . 2. (3-way c-Close Pair or 3-way c-CP) Given a query set S1 , if there exists a pair of ′ ′ set S2 , S3 ∈ C with Sim(S1 , S2 , S3 ) ≥ R0 , then we report sets S2 , S3 ∈ C so that ′ ′ Sim(S1 , S2 , S3 ) ≥ cR0 . 3. (3-way c-Best Cluster or 3-way c-BC) If there exist sets S1 , S2 , S3 ∈ C with ′ ′ ′ ′ ′ ′ Sim(S1 , S2 , S3 ) ≥ R0 , then we report sets S1 , S2 , S3 ∈ C so that Sim(S1 , S2 , S3 ) ≥ cR0 . 4 Sub-linear Algorithm for 3-way c-NN The basic philosophy behind sub-linear search is bucketing, which allows us to preprocess dataset in a fashion so that we can filter many bad candidates without scanning all of them. LSH-based techniques rely on randomized hash functions to create buckets that probabilistically filter bad candidates. This philosophy is not restricted for binary similarity functions and is much more general. Here, we first focus on 3-way c-NN problem for binary data. Theorem 1 For R3way c-NN one can construct a data structure with O(nρ log1/cR0 n) query time and O(n1+ρ ) space, where ρ = 1 − log 1/c log 1/c+log 1/R0 . The argument for 2-way resemblance can be naturally extended to k-way resemblance. Specifically, given three sets S1 , S2 , S3 ⊆ Ω and an independent random permutation π : Ω → Ω, we have: P r (min(π(S1 )) = min(π(S2 )) = min(π(S3 ))) = R3way . (2) Eq.( 2) shows that minwise hashing, although it operates on sets individually, preserves all 3-way (in fact k-way) similarity structure of the data. The existence of such a hash function is the key requirement behind the existence of efficient approximate search. For the pairwise case, the probability event was a simple hash collision, and the min-hash itself serves as the bucket index. In case 3 of 3-way (and higher) c-NN problem, we have to take care of a more complicated event to create an indexing scheme. In particular, during preprocessing we need to create buckets for each individual S3 , and while querying we need to associate the query sets S1 and S2 to the appropriate bucket. We need extra mechanisms to manipulate these minwise hashes to obtain a bucketing scheme. Proof of Theorem 1: We use two additional functions: f1 : Ω → N for manipulating min(π(S3 )) and f2 : Ω × Ω → N for manipulating both min(π(S1 )) and min(π(S2 )). Let a ∈ N+ such that |Ω| = D < 10a . We define f1 (x) = (10a + 1) × x and f2 (x, y) = 10a x + y. This choice ensures that given query S1 and S2 , for any S3 ∈ C, f1 (min(π(S3 ))) = f2 (min(π(S1 )), min(π(S2 ))) holds if and only if min(π(S1 )) = min(π(S2 )) = min(π(S2 )), and thus we get a bucketing scheme. To complete the proof, we introduce two integer parameters K and L. Define a new hash function by concatenating K events. To be more precise, while preprocessing, for every element S3 ∈ C create buckets g1 (S3 ) = [f1 (h1 (S3 )); ...; f1 (hK (S3 ))] where hi is chosen uniformly from minwise hashing family. For given query points S1 and S2 , retrieve only points in the bucket g2 (S1 , S2 ) = [f2 (h1 (S1 ), h1 (S2 )); ...; f2 (hK (S1 ), hK (S2 ))]. Repeat this process L times independently. For any K S3 ∈ C, with Sim(S1 , S2 , S3 ) ≥ R0 , is retrieved with probability at least 1 − (1 − R0 )L . Using log 1/c log K = ⌈ log n ⌉ and L = ⌈nρ log( 1 )⌉, where ρ = 1 − log 1/c+log 1/R0 , the proof can be obtained 1 δ cR0 using standard concentration arguments used to prove Fact 1, see [14, 13]. It is worth noting that the probability guarantee parameter δ gets absorbed in the constants as log( 1 ). Note, the process is δ stopped as soon as we find some element with R3way ≥ cR0 . Theorem 1 can be easily extended to k-way resemblance with same query time and space guarantees. Note that k-way c-NN is at least as hard as k ∗ -way c-NN for any k ∗ ≤ k, because we can always choose (k −k ∗ +1) identical query sets in k-way c-NN, and it reduces to k ∗ -way c-NN problem. So, any improvements in R3way c-NN implies improvement in the classical min-hash LSH for Jaccard similarity. The proposed analysis is thus tight in this sense. The above observation makes it possible to also perform the traditional pairwise c-NN search using the same hash tables deployed for 3-way c-NN. In the query phase we have an option, if we have two different queries S1 , S2 , then we retrieve from bucket g2 (S1 , S2 ) and that is usual 3-way c-NN search. If we are just interested in pairwise near neighbor search given one query S1 , then we will look into bucket g2 (S1 , S1 ), and we know that the 3-way resemblance between S1 , S1 , S3 boils down to the pairwise resemblance between S1 and S3 . So, the same hash tables can be used for both the purposes. This property generalizes, and hash tables created for k-way c-NN can be used for any k ∗ -way similarity search so long as k ∗ ≤ k. The approximation guarantees still holds. This flexibility makes k-way c-NN bucketing scheme more advantageous over the pairwise scheme. ρ 1 One of the peculiarity of LSH based techniques is that the query complexity exponent ρ < 1 is dependent on the choice R0=0.01 0.8 of the threshold R0 we are interested in and the value of c 0.05 0.1 0.3 0.6 which is the approximation ratio that we will tolerate. Figure 1 0.2 0.4 0.8 log 1/c 0.5 plots ρ = 1− log 1/c+log 1/R0 with respect to c, for selected R0 0.4 0.6 0.9 0.7 values from 0.01 to 0.99. For instance, if we are interested in 0.2 0.95 highly similar pairs, i.e. R0 ≈ 1, then we are looking at near R =0.99 0 O(log n) query complexity for c-NN problem as ρ ≈ 0. On 0 0 0.2 0.4 0.6 0.8 1 the other hand, for very lower threshold R0 , there is no much c log 1/c of hope of time-saving because ρ is close to 1. Figure 1: ρ = 1 − log 1/c+log 1/R0 . 5 Other Efficient k-way Similarities We refer to the k-way similarities for which there exist sub-linear algorithms for c-NN search with query and space complexity exactly as given in Theorem 1 as efficient . We have demonstrated existence of one such example of efficient similarities, which is the k-way resemblance. This leads to a natural question: “Are there more of them?”. [9] analyzed all the transformations on similarities that preserve existence of efficient LSH search. In particular, they showed that if S is a similarity for which there exists an LSH family, then there also exists an LSH family for any similarity which is a probability generating function (PGF) transfor∑∞ mation on S. PGF transformation on S is defined as P GF (S) = i=1 pi S i , where S ∈ [0, 1] and ∑∞ pi ≥ 0 satisfies i=1 pi = 1. Similar theorem can also be shown in the case of 3-way resemblance. 4 Theorem 2 Any PGF transformation on 3-way resemblance R3way is efficient. Recall in the proof of Theorem 1, we created hash assignments f1 (min(π(S3 ))) and f2 (min(π(S1 )), min(π(S2 ))), which lead to a bucketing scheme for the 3-way resemblance search, where the collision event E = {f1 (min(π(S3 )) = f2 (min(π(S1 )), min(π(S2 )))} happens with probability P r(E) = R3way . To prove the above Theorem 2, we will need to create hash events ∑∞ i having probability P GF (R3way ) = i=1 pi (R3way ) . Note that 0 ≤ P GF (R3way ) ≤ 1. We will make use of the following simple lemma. Lemma 1 (R3way )n is efficient for all n ∈ N. n n Proof: Define new hash assignments g1 (S3 ) = [f1 (h1 (S3 )); ...; f1 (hn (S3 ))] and g2 (S1 , S2 ) = n n [f2 (h1 (S1 ), h1 (S2 )); ...; f2 (hn (S1 ), hn (S2 ))]. The collision event g1 (S3 ) = g2 (S1 , S2 ) has n n probability (R3way )n . We now use the pair < g1 , g2 > instead of < f1 , f2 > and obtain same 3way n guarantees, as in Theorem 1, for (R ) as well. i i Proof of Theorem 2: From Lemma 1, let < g1 , g2 > be the hash pair corresponding to (R3way )i i i as used in above lemma. We sample one hash pair from the set {< g1 , g2 >: i ∈ N}, where i i the probability of sampling < g1 , g2 > is proportional to pi . Note that pi ≥ 0, and satisfies ∑∞ is i=1 pi = 1, and so the above sampling ∑ valid. It is not difficult to see that the collision of the ∞ sampled hash pair has probability exactly i=1 pi (R3way )i . Theorem 2 can be naturally extended to k-way similarity for any k ≥ 2. Thus, we now have infinitely many k-way similarity functions admitting efficient sub-linear search. One, that might be interesting, because of its radial basis kernel like nature, is shown in the following corollary. Corollary 1 eR k−way −1 is efficient. Proof: Use the expansion of eR k−way normalized by e to see that eR k−way −1 is a PGF on Rk−way . 6 Fast Algorithms for 3-way c-CP and 3-way c-BC Problems For 3-way c-CP and 3-way c-BC problems, using bucketing scheme with minwise hashing family will save even more computations. Theorem 3 For R3way c-Close Pair Problem (or c-CP) one can construct a data structure with log 1/c O(n2ρ log1/cR0 n) query time and O(n1+2ρ ) space, where ρ = 1 − log 1/c+log 1/R0 . Note that we can switch the role of f1 and f2 in the proof of Theorem 1. We are thus left with a c-NN problem with search space O(n2 ) (all pairs) instead of n. A bit of analysis, similar to Theorem 1, will show that this procedure achieves the required query time O(n2ρ log1/cR0 n), but uses a lot more space, O(n2(1+ρ )), than shown in the above theorem. It turns out that there is a better way of doing c-CP that saves us space. Proof of Theorem 3: We again start with constructing hash tables. For every element Sc ∈ C, we create a hash-table and store Sc in bucket B(Sc ) = [h1 (Sc ); h2 (Sc ); ...; hK (Sc )], where hi is chosen uniformly from minwise independent family of hash functions H. We create L such hash-tables. For a query element Sq we look for all pairs in bucket B(Sq ) = [h1 (Sq ); h2 (Sq ); ...; hK (Sq )] and repeat this for each of the L tables. Note, we do not form pairs of elements retrieved from different tables as they do not satisfy Eq. (2). If there exists a pair S1 , S2 ∈ C with Sim(Sq , S1 , S2 ) ≥ R0 , using K Eq. (2), we can see that we will find that pair in bucket B(Sq ) with probability 1 − (1 − R0 )L . Here, we cannot use traditional choice of K and L, similar to what we did in Theorem 1, as there 2 log are O(n2 ) instead of O(n) possible pairs. We instead use K = ⌈ log 1n ⌉ and L = ⌈n2ρ log( 1 )⌉, δ cR0 log 1/c with ρ = 1 − log 1/c+log 1/R0 . With this choice of K and L, the result follows. Note, the process is stopped as soon as we find pairs S1 and S2 with Sim(Sq , S1 , S2 ) ≥ cR0 . The key argument that saves space from O(n2(1+ρ) ) to O(n1+2ρ ) is that we hash n points individually. Eq. (2) makes it clear that hashing all possible pairs is not needed when every point can be processed individually, and pairs formed within each bucket itself filter out most of the unnecessary combinations. 5 Theorem 4 For R3way c-Best Cluster Problem (or c-BC) there exist an algorithm with running time log 1/c O(n1+2ρ log1/cR0 n), where ρ = 1 − log 1/c+log 1/R0 . The argument similar to one used in proof of Theorem 3 leads to the running time of O(n1+3ρ log1/cR0 n) as we need L = O(n3ρ ), and we have to processes all points at least once. Proof of Theorem 4: Repeat c-CP problem n times for every element in collection C acting as query once. We use the same set of hash tables and hash functions every time. The preprocessing time is O(n1+2ρ log1/cR0 n) evaluations of hash functions and the total querying time is O(n × n2ρ log1/cR0 n), which makes the total running time O(n1+2ρ log1/cR0 n). For k-way c-BC Problem, we can achieve O(n1+(k−1)ρ log1/cR0 n) running time. If we are interested in very high similarity cluster, with R0 ≈ 1, then ρ ≈ 0, and the running time is around O(n log n). This is a huge saving over the brute force O(nk ). In most practical cases, specially in big data regime where we have enormous amount of data, we can expect the k-way similarity of good clusters to be high and finding them should be efficient. We can see that with increasing k, hashing techniques save more computations. 7 Experiments In this section, we demonstrate the usability of 3-way and higher-order similarity search using (i) Google Sets, and (ii) Improving retrieval quality. 7.1 Google Sets: Generating Semantically Similar Words Here, the task is to retrieve words which are “semantically” similar to the given set of query words. We collected 1.2 million random documents from Wikipedia and created a standard term-doc binary vector representation of each term present in the collected documents after removing standard stop words and punctuation marks. More specifically, every word is represented as a 1.2 million dimension binary vector indicating its presence or absence in the corresponding document. The total number of terms (or words) was around 60,000 in this experiment. Since there is no standard benchmark available for this task, we show qualitative evaluations. For querying, we used the following four pairs of semantically related words: (i) “jaguar” and “tiger”; (ii) “artificial” and “intelligence”; (iii) “milky” and “way” ; (iv) “finger” and “lakes”. Given the query words w1 and w2 , we compare the results obtained by the following four methods. • Google Sets: We use Google’s algorithm and report 5 words from Google spreadsheets [1]. This is Google’s algorithm which uses its own data. • 3-way Resemblance (3-way): We use 3-way resemblance |w1 ∩w2 ∩w| to rank every word |w1 ∪w2 ∪w| w and report top 5 words based on this ranking. • Sum Resemblance (SR): Another intuitive method is to use the sum of pairwise resem|w2 ∩w| blance |w1 ∩w| + |w2 ∪w| and report top 5 words based on this ranking. |w1 ∪w| • Pairwise Intersection (PI): We first retrieve top 100 words based on pairwise resemblance for each w1 and w2 independently. We then report the words common in both. If there is no word in common we do not report anything. The results in Table 1 demonstrate that using 3-way resemblance retrieves reasonable candidates for these four queries. An interesting query is “finger” and “lakes”. Finger Lakes is a region in upstate New York. Google could only relate it to New York, while 3-way resemblance could even retrieve the names of cities and lakes in the region. Also, for query “milky” and “way”, we can see some (perhaps) unrelated words like “dance” returned by Google. We do not see such random behavior with 3-way resemblance. Although we are not aware of the algorithm and the dataset used by Google, we can see that 3-way resemblance appears to be a right measure for this application. The above results also illustrate the problem with using the sum of pairwise similarity method. The similarity value with one of the words dominates the sum and hence we see for queries “artificial” and “intelligence” that all the retrieved words are mostly related to the word “intelligence”. Same is the case with query “finger” and “lakes” as well as “jaguar” and “tiger”. Note that “jaguar” is also a car brand. In addition, for all 4 queries, there was no common word in the top 100 words similar to the each query word individually and so PI method never returns anything. 6 Table 1: Top five words retrieved using various methods for different queries. “JAGUAR” AND “ TIGER” G OOGLE 3- WAY SR LION LEOPARD CHEETAH CAT DOG LEOPARD CHEETAH LION PANTHER CAT CAT LEOPARD LITRE BMW CHASIS “MILKY” AND “ WAY” G OOGLE 3- WAY SR DANCE STARS SPACE THE UNIVERSE GALAXY STARS EARTH LIGHT SPACE EVEN ANOTHER STILL BACK TIME PI — — — — — “ARTIFICIAL” AND “INTELLIGENCE” G OOGLE 3- WAY SR PI COMPUTER COMPUTER SECURITY — PROGRAMMING SCIENCE WEAPONS — INTELLIGENT SECRET — SCIENCE ROBOT HUMAN ATTACKS — ROBOTICS TECHNOLOGY HUMAN — PI — — — — — G OOGLE NEW YORK NY PARK CITY “FINGER” AND “LAKES” 3- WAY SR SENECA CAYUGA ERIE ROCHESTER IROQUOIS RIVERS FRESHWATER FISH STREAMS FORESTED PI — — — — — We should note the importance of the denominator term in 3-way resemblance, without which frequent words will be blindly favored. The exciting contribution of this paper is that 3-way resemblance similarity search admits provable sub-linear guarantees, making it an ideal choice. On the other hand, no such provable guarantees are known for SR and other heuristic based search methods. 7.2 Improving Retrieval Quality in Similarity Search We also demonstrate how the retrieval quality of traditional similarity search can be boosted by utilizing more query candidates instead of just one. For the evaluations we choose two public datasets: MNIST and WEBSPAM, which were used in a recent related paper [26] for near neighbor search with binary data using b-bit minwise hashing [20, 23]. The two datasets reflect diversity both in terms of task and scale that is encountered in practice. The MNIST dataset consists of handwritten digit samples. Each sample is an image of 28 × 28 pixel yielding a 784 dimension vector with the associated class label (digit 0 − 9). We binarize the data by settings all non zeros to be 1. We used the standard partition of MNIST, which consists of 10,000 samples in one set and 60,000 in the other. The WEBSPAM dataset, with 16,609,143 features, consists of sparse vector representation of emails labeled as spam or not. We randomly sample 70,000 data points and partitioned them into two independent sets of size 35,000 each. Table 2: Percentage of top candidates with the same labels as that of query retrieved using various similarity criteria. More indicates better retrieval quality (Best marked in bold). T OP Pairwise 3-way NNbor 4-way NNbor 1 94.20 96.90 97.70 MNIST 10 20 92.33 91.10 96.13 95.36 96.89 96.28 50 89.06 93.78 95.10 1 98.45 99.75 99.90 WEBSPAM 10 20 96.94 96.46 98.68 97.80 98.87 98.15 50 95.12 96.11 96.45 For evaluation, we need to generate potential similar search query candidates for k-way search. It makes no sense in trying to search for object simultaneously similar to two very different objects. To generate such query candidates, we took one independent set of the data and partition it according to the class labels. We then run a cheap k-mean clustering on each class, and randomly sample triplets < x1 , x2 , x3 > from each cluster for evaluating 2-way, 3-way and 4-way similarity search. For MNIST dataset, the standard 10,000 test set was partitioned according to the labels into 10 sets, each partition was then clustered into 10 clusters, and we choose 10 triplets randomly from each cluster. In all we had 100 such triplets for each class, and thus 1000 overall query triplets. For WEBSPAM, which consists only of 2 classes, we choose one of the independent set and performed the same procedure. We selected 100 triplets from each cluster. We thus have 1000 triplets from each class making the total number of 2000 query candidates. The above procedures ensure that the elements in each triplets < x1 , x2 , x3 > are not very far from each other and are of the same class label. For each triplet < x1 , x2 , x3 >, we sort all the points x in the other independent set based on the following: • Pairwise: We only use the information in x1 and rank x based on resemblance 7 |x1 ∩x| |x1 ∪x| . • 3-way NN: We rank x based on 3-way resemblance • 4-way NN: We rank x based on 4-way resemblance |x1 ∩x2 ∩x| |x1 ∪x2 ∪x| . |x1 ∩x2 ∩x3 ∩x| |x1 ∪x2 ∪x3 ∪x| . We look at the top 1, 10, 20 and 50 points based on orderings described above. Since, all the query triplets are of the same label, The percentage of top retrieved candidates having same label as that of the query items is a natural metric to evaluate the retrieval quality. This percentage values accumulated over all the triplets are summarized in Table 2. We can see that top candidates retrieved by 3-way resemblance similarity, using 2 query points, are of better quality than vanilla pairwise similarity search. Also 4-way resemblance, with 3 query points, further improves the results compared to 3-way resemblance similarity search. This clearly demonstrates that multi-way resemblance similarity search is more desirable whenever we have more than one representative query in mind. Note that, for MNIST, which contains 10 classes, the boost compared to pairwise retrieval is substantial. The results follow a consistent trend. 8 Future Work While the work presented in this paper is promising for efficient 3-way and k-way similarity search in binary high-dimensional data, there are numerous interesting and practical research problems we can study as future work. In this section, we mention a few such examples. One-permutation hashing. Traditionally, building hash tables for near neighbor search required many (e.g., 1000) independent hashes. This is both time- and energy-consuming, not only for building tables but also for processing un-seen queries which have not been processed. One permutation hashing [22] provides the hope of reducing many permutations to merely one. The version in [22], however, was not applicable to near neighbor search due to the existence of many empty bins (which offer no indexing capability). The most recent work [27] is able to fill the empty bins and works well for pairwise near neighbor search. It will be interesting to extend [27] to k-way search. Non-binary sparse data. This paper focuses on minwise hashing for binary data. Various extensions to real-valued data are possible. For example, our results naturally apply to consistent weighted sampling [25, 15], which is one way to handle non-binary sparse data. The problem, however, is not solved if we are interested in similarities such as (normalized) k-way inner products, although the line of work on Conditional Random Sampling (CRS) [19, 18] may be promising. CRS works on non-binary sparse data by storing a bottom subset of nonzero entries after applying one permutation to (real-valued) sparse data matrix. CRS performs very well for certain applications but it does not work in our context because the bottom (nonzero) subsets are not properly aligned. Building hash tables by directly using bits from minwise hashing. This will be a different approach from the way how the hash tables are constructed in this paper. For example, [26] directly used the bits from b-bit minwise hashing [20, 23] to build hash tables and demonstrated the significant advantages compared to sim-hash [8, 12] and spectral hashing [29]. It would be interesting to see the performance of this approach in k-way similarity search. k-Way sign random projections. It would be very useful to develop theory for k-way sign random projections. For usual (real-valued) random projections, it is known that the volume (which is related to the determinant) is approximately preserved [24, 17]. We speculate that the collision probability of k-way sign random projections might be also a (monotonic) function of the determinant. 9 Conclusions We formulate a new framework for k-way similarity search and obtain fast algorithms in the case of k-way resemblance with provable worst-case approximation guarantees. We show some applications of k-way resemblance search in practice and demonstrate the advantages over traditional search. Our analysis involves the idea of probabilistic hashing and extends the well-known LSH family beyond the pairwise case. We believe the idea of probabilistic hashing still has a long way to go. Acknowledgement The work is supported by NSF-III-1360971, NSF-Bigdata-1419210, ONR-N00014-13-1-0764, and AFOSR-FA9550-13-1-0137. 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