jmlr jmlr2011 jmlr2011-98 knowledge-graph by maker-knowledge-mining

98 jmlr-2011-Universality, Characteristic Kernels and RKHS Embedding of Measures


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Author: Bharath K. Sriperumbudur, Kenji Fukumizu, Gert R.G. Lanckriet

Abstract: Over the last few years, two different notions of positive definite (pd) kernels—universal and characteristic—have been developing in parallel in machine learning: universal kernels are proposed in the context of achieving the Bayes risk by kernel-based classification/regression algorithms while characteristic kernels are introduced in the context of distinguishing probability measures by embedding them into a reproducing kernel Hilbert space (RKHS). However, the relation between these two notions is not well understood. The main contribution of this paper is to clarify the relation between universal and characteristic kernels by presenting a unifying study relating them to RKHS embedding of measures, in addition to clarifying their relation to other common notions of strictly pd, conditionally strictly pd and integrally strictly pd kernels. For radial kernels on Rd , all these notions are shown to be equivalent. Keywords: kernel methods, characteristic kernels, Hilbert space embeddings, universal kernels, strictly positive definite kernels, integrally strictly positive definite kernels, conditionally strictly positive definite kernels, translation invariant kernels, radial kernels, binary classification, homogeneity testing

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Summary: the most important sentenses genereted by tfidf model

sentIndex sentText sentNum sentScore

1 For radial kernels on Rd , all these notions are shown to be equivalent. [sent-14, score-0.558]

2 Formally, given the set of all Borel probability measures defined on the topological space X, a measurable and bounded kernel, k is said to be characteristic if (2) P → k(·, x) dP(x), X is injective, that is, P is embedded to a unique element, X k(·, x) dP(x) in H. [sent-46, score-0.453]

3 (2007) related characteristic and universal kernels by showing that if k is c-universal—see Section 2 for the definition—then it is characteristic. [sent-49, score-0.653]

4 This is done by first reviewing all the existing characterizations for universal and characteristic kernels, which is then used to clarify not only the relation between them but also their relation to other notions of pd kernels (see Section 3). [sent-54, score-1.534]

5 Since the existing characterizations do not explain the complete relationship between all these various notions of pd kernels, we raise open questions in Section 3 about the relationships to be clarified, which are then addressed in Section 4 by deriving new results. [sent-55, score-0.793]

6 A summary of the relation between all these notions of pd kernels is shown in Figure 1, which shows the equivalence between these notions for radial kernels on Rd . [sent-57, score-1.595]

7 Positive definite (pd), strictly pd, conditionally strictly pd and integrally strictly pd: A symmetric function k : X × X → R is called positive definite (pd) (resp. [sent-81, score-1.36]

8 2391 S RIPERUMBUDUR , F UKUMIZU AND L ANCKRIET Furthermore, k is said to be strictly pd (resp. [sent-97, score-0.711]

9 A measurable, symmetric and bounded kernel, k is said to be integrally strictly pd if X k(x, y) dµ(x) dµ(y) > 0, ∀ µ ∈ Mb (X)\{0}. [sent-102, score-1.0]

10 This definition is a generalization of integrally strictly positive definite functions on Rd (Stewart, 1976, Section 6): Rd k(x, y) f (x) f (y) dx dy > 0 for all f ∈ L2 (Rd ), which is the strictly positive definiteness of the integral operator given by the kernel. [sent-103, score-0.598]

11 c-, cc-, c0 - and L p -universal kernels: A continuous pd kernel k on a compact Hausdorff space X is called c-universal if the RKHS, H induced by k is dense in C(X) w. [sent-104, score-0.75]

12 A pd kernel, k is said to be a c0 -kernel if it is bounded with k(·, x) ∈ C0 (X), ∀ x ∈ X, where X is a locally compact Hausdorff (LCH) space. [sent-111, score-0.635]

13 X Translation invariant and Radial kernels on Rd : A pd kernel, k : Rd × Rd → R is said to be translation invariant if k(x, y) = ψ(x − y), where ψ is a pd function. [sent-144, score-1.586]

14 2 A continuous pd kernel is said to be translation invariant on Td := [0, 2π)d if k(x, y) = ψ((x − y)mod 2π ), where ψ ∈ C(Td ) is such that ψ(x) = ∑ √ −1xT n Aψ (n)e n∈Zd , x ∈ Td , (7) with Aψ : Zd → R+ , Aψ (−n) = Aψ (n) and ∑n∈Zd Aψ (n) < ∞. [sent-150, score-0.838]

15 2, we discuss and summarize the relation between characteristic and universal kernels based on their existing characterizations. [sent-156, score-0.714]

16 The relation of universal and characteristic kernels to strictly pd, conditionally strictly pd and integrally strictly pd kernels are summarized in Section 3. [sent-157, score-2.853]

17 Since the existing characterizations do not explain the complete relationship between all these various notions of pd kernels, we raise questions at the end of each subsection that need to be addressed to obtain a complete understanding of the relationships between all these notions. [sent-159, score-0.773]

18 A summary of the relationships between various notions of pd kernels based on the existing characterizations is shown in Figure 1. [sent-160, score-1.033]

19 Before proceeding further, we would like to highlight a possible confusion that can raise while comparing these various notions of pd kernels. [sent-161, score-0.687]

20 When X = T and k is continuous and translation invariant on T—see (7)—then k being characteristic implies it is strictly pd, which is shown as ♣. [sent-170, score-0.64]

21 ˜ The implications shown hold for bounded continuous translation invariant kernels on Rd —see (5). [sent-171, score-0.521]

22 If ψ ∈ Cb (Rd ) ∩ L1 (Rd ), then the implication shown as (♠) holds, that is, strictly pd kernels are cc-universal. [sent-172, score-0.947]

23 In extending this reasoning for the non-trivial comparison of any two notions of pd kernels, it is important to assume that k satisfies the strongest possible condition. [sent-178, score-0.67]

24 Therefore, in order to present a concise summary of the relationships between these various notions, in Figure 1, we assume k to be a c0 -kernel—this is the strongest condition to be satisfied in order to compare all these notions of pd kernels. [sent-179, score-0.702]

25 In the following, we review the existing characterizations for all these notions of universal kernels and summarize the relation between them. [sent-183, score-0.684]

26 4) showed that a bounded continuous pd kernel, k is cc-universal if and only if the following embedding is injective for all µ ∈ Mbc (X) and some p ∈ [1, ∞): f→ X k(·, x) f (x) dµ(x), f ∈ L p (X, µ). [sent-202, score-0.803]

27 (2006, Propositions 14, Theorem 17) showed that a translation invariant kernel on Rd is cc-universal if supp(Λ) is a uniqueness subset5 of Cd , while a radial kernel on Rd is cc-universal if and only if supp(ν) = {0}—see (5) and (6) for the definitions of Λ and ν. [sent-220, score-0.472]

28 However, this notion of universality does not enjoy a nice characterization as c0 -universality—see (12) and (13) for the characterization of c0 -universality—and therefore, we did not include it in our study of relationships between various notions of pd kernels. [sent-236, score-0.898]

29 (C) While cc-universality is characterized for radial kernels on Rd , the characterization of c0 universality for radial kernels is not known. [sent-267, score-0.954]

30 3, we provide a characterization of c0 -universality for radial kernels on Rd and then establish the relation between c0 -universality and cc-universality for such kernels. [sent-269, score-0.496]

31 2 Relation Between Characteristic and Universal Kernels In this section, we comprehensively clarify the relation between various notions of universality and characteristic kernels, based on already existing characterizations for characteristic kernels and the results summarized in Section 3. [sent-271, score-1.219]

32 (2007) related universal and characteristic kernels by showing that if k is c-universal, then it is characteristic. [sent-275, score-0.653]

33 4), we showed that the converse is not true: as an example, a translation invariant kernel, k on Td × Td is characteristic if and only if Aψ (0) ≥ 0, Aψ (n) > 0, ∀ n ∈ Zd while it is universal if and only if Aψ (n) > 0, ∀ n ∈ Zd . [sent-278, score-0.659]

34 Characteristic kernels: cc-universal kernels on a non-compact Hausdorff space need not be characteristic: for example, a bounded continuous translation invariant 2397 S RIPERUMBUDUR , F UKUMIZU AND L ANCKRIET / kernel on Rd is cc-universal if (supp(Λ))◦ = 0 (see the summary of Section 3. [sent-280, score-0.647]

35 The following example shows that continuous kernels that are characteristic on non-compact Hausdorff space, X also need not be cc-universal. [sent-284, score-0.561]

36 In Section 4, we provide an alternate proof for this relation between c0 -universal and characteristic kernels by answering (A). [sent-300, score-0.605]

37 However, for bounded continuous translation invariant kernels on Rd , the converse is true, that is, a translation invariant c0 -kernel that is characteristic6 is also c0 -universal. [sent-302, score-0.783]

38 This is because of the fact that a translation invariant kernel on Rd is characteristic if and only if supp(Λ) = Rd (Sriperumbudur et al. [sent-303, score-0.512]

39 Most of the well-known characteristic kernels satisfy the condition of ψ ∈ L1 (Rd ) and therefore are c0 -kernels. [sent-318, score-0.526]

40 This means, for all practical purposes, we can assume bounded continuous translation invariant kernels to be c0 -kernels. [sent-319, score-0.521]

41 However, for translation invariant kernels on Rd , c0 -universal ⇔ characteristic. [sent-322, score-0.459]

42 • For translation invariant kernels on Rd , characteristic ⇒ cc-universal but not vice-versa. [sent-324, score-0.711]

43 However, on general non-compact Hausdorff spaces, continuous kernels that are characteristic need not be cc-universal. [sent-325, score-0.561]

44 3 Relation of Universal and Characteristic Kernels to Strictly PD, Integrally Strictly PD and Conditionally Strictly PD Kernels In this section, we relate characteristic kernels and various notions of universal kernels to strictly pd, integrally strictly pd and conditionally strictly pd kernels. [sent-331, score-2.957]

45 Before that, we summarize the relation between strictly pd, integrally strictly pd and conditionally strictly pd kernels. [sent-332, score-1.926]

46 4), we showed that integrally strictly pd kernels are strictly pd. [sent-335, score-1.395]

47 However, if X is a finite set, then k being strictly pd also implies it is integrally strictly pd. [sent-339, score-1.103]

48 From the definitions of strictly pd and conditionally strictly pd kernels, it is clear that a strictly pd kernel is conditionally strictly pd but not vice-versa. [sent-340, score-2.945]

49 3) showed that cc-universal kernels are strictly pd, which means c0 -universal kernels are also strictly pd (as c0 universal ⇒ cc-universal from Section 3. [sent-344, score-1.534]

50 This means, when X is compact Hausdorff, c-universal kernels are strictly pd, which matches with the result in Steinwart and Christmann (2008, Definition 4. [sent-346, score-0.507]

51 Conversely, a strictly pd c0 -kernel on an LCH space need not be c0 -universal. [sent-350, score-0.692]

52 62 in Steinwart and Christmann (2008) which shows that there exists a bounded strictly pd kernel, k on X := N∪{0} with k(·, x) ∈ C0 (X), ∀ x ∈ X such that k is not L p -universal (which from the summary of Section 3. [sent-352, score-0.732]

53 Similarly, when X is compact, the converse is not true, that is, continuous strictly pd kernels need not be c-universal which follows from the results due to Dahmen and Micchelli (1987) and Pinkus (2004) for Taylor kernels (Steinwart and Christmann, 2008, Lemma 4. [sent-354, score-1.333]

54 7 Therefore, it is evident that a continuous strictly pd kernel is in general not cc-universal on an Hausdorff space. [sent-359, score-0.783]

55 However, for translation invariant kernels that are continuous, bounded and integrable on Rd , that is, k(x, y) = ψ(x − y), x, y ∈ Rd , where ψ ∈ 7. [sent-360, score-0.486]

56 Another example of continuous strictly pd kernels that are not c-universal is as follows. [sent-361, score-0.982]

57 Therefore, by Theorem 8 (see Appendix B), a strictly pd kernel on T need not be c-universal. [sent-364, score-0.748]

58 2399 S RIPERUMBUDUR , F UKUMIZU AND L ANCKRIET Cb (Rd ) ∩ L1 (Rd ), strictly pd implies cc-universality. [sent-365, score-0.673]

59 Similarly, when the kernel is radial on Rd , then strictly pd kernels are cc-universal. [sent-370, score-1.141]

60 14 of Wendland (2005), which shows that a radial kernel on Rd is strictly pd if and only if supp(ν) = {0}, and therefore ccuniversal (from the summary of Section 3. [sent-372, score-0.899]

61 On the other hand, when X is finite, all these notions of universal and strictly pd kernels are equivalent, which follows from the result due to Carmeli et al. [sent-374, score-1.239]

62 3) that cc-universal and strictly pd kernels are the same when X is finite. [sent-376, score-0.947]

63 Strictly pd kernels: Since characteristic kernels that are c0 - and translation invariant on Rd are equivalent to c0 -universal kernels (see the summary of Section 3. [sent-378, score-1.522]

64 However, the converse is not true: for example, the sinc-squared 2 (σ(x−y)) kernel, k(x, y) = sin (x−y)2 on R, which has supp(Λ) = [−σ, σ] R is strictly pd (Wendland, 2005, Theorem 6. [sent-380, score-0.75]

65 Based on Example 1, it can be shown that in general, characteristic kernels on a non-compact space (not necessarily Rd ) need not be strictly pd: in Example 1, k is characteristic but is not strictly pd because for (a1 , . [sent-382, score-1.638]

66 Therefore, when X is compact Hausdorff, a characteristic kernel need not be strictly pd. [sent-396, score-0.56]

67 However, for translation invariant kernels on T, a characteristic kernel is also strictly pd, while the converse is not true: Fukumizu et al. [sent-397, score-1.031]

68 (2010b, Theorem 14) have shown that k on T × T is characteristic if and only if Aψ (0) ≥ 0, Aψ (n) > 0, ∀ n ∈ Z\{0}, which by Theorem 8 (see Appendix B) is strictly pd, while the converse is clearly not true. [sent-399, score-0.497]

69 (2010b, Theorem 7), we have shown that integrally strictly pd kernels are characteristic, while the converse in general is not true. [sent-403, score-1.286]

70 Summary: The following statements summarize the relation of universal and characteristic kernels to strictly pd, integrally strictly pd and conditionally strictly pd kernels, which are depicted in Figure 1. [sent-406, score-2.579]

71 • c-, cc- and c0 -universal kernels are strictly pd and are therefore conditionally strictly pd, while the converse in general is not true. [sent-407, score-1.281]

72 When X is finite, then c-, cc- and c0 -universal kernels are equivalent to strictly pd kernels. [sent-408, score-0.947]

73 • Bounded, continuous, integrable, strictly pd translation invariant kernels on Rd are cc-universal. [sent-409, score-1.132]

74 Radial kernels on Rd are strictly pd if and only if they are cc-universal. [sent-410, score-0.947]

75 • For a general non-compact Hausdorff space, characteristic kernels need not be strictly pd and vice-versa. [sent-411, score-1.199]

76 However, bounded continuous translation invariant kernels on Rd or T that are characteristic are strictly pd but the converse is not true. [sent-412, score-1.523]

77 Therefore k is not integrally strictly pd but is characteristic. [sent-415, score-0.935]

78 2400 U NIVERSALITY, C HARACTERISTIC K ERNELS AND RKHS E MBEDDING OF M EASURES • Integrally strictly pd kernels are characteristic. [sent-416, score-0.947]

79 (E) While the relation of universal kernels to strictly pd and conditionally strictly pd kernels is clear from the above summary, the relation between universal and integrally strictly pd kernels is not known, which we establish in Section 4. [sent-419, score-3.568]

80 (F) When X is a finite set, it is easy to see that characteristic and conditionally strictly pd kernels are equivalent (see Section 4. [sent-421, score-1.288]

81 (G) As summarized above, radial kernels on Rd are strictly pd if and only if they are cc-universal. [sent-425, score-1.066]

82 However, the relation between all the other notions of pd kernels—c0 -universal, characteristic, strictly pd and integrally strictly pd—is not known, which is addressed in Section 4. [sent-426, score-1.834]

83 (c) Comparing (14) and (2), it is clear that c0 -universal kernels are characteristic while the converse is not true, which matches with the result in Section 3. [sent-456, score-0.603]

84 2 Relation Between Universal Kernels and Integrally Strictly PD Kernels In this section, we address the open question (E) through the following result which shows that c0 -kernels are integrally strictly pd if and only if they are c0 -universal. [sent-459, score-0.955]

85 Proposition 4 (c0 -universal and integrally strictly pd kernels) Suppose the assumptions in Proposition 2 hold. [sent-460, score-0.935]

86 3 Radial Kernels on Rd In this section, we address the open questions (B), (C), (D) and (G) by showing that all the notions of universality and characteristic kernels are equivalent to strictly pd kernels. [sent-470, score-1.539]

87 Proposition 5 (All notions are equivalent for radial kernels on Rd ) Suppose k is radial on Rd . [sent-471, score-0.677]

88 4 Relation Between Characteristic and Conditionally Strictly PD Kernels In this section we address the open question (F) which is about the relation of characteristic kernels to conditionally strictly pd kernels. [sent-495, score-1.369]

89 However, the following result establishes the relation between characteristic and conditionally strictly pd kernels. [sent-498, score-1.075]

90 3 that strictly pd kernels are conditionally strictly pd but need not be characteristic and so conditionally strictly pd kernels need not have to be characteristic. [sent-510, score-2.997]

91 62 in Steinwart and Christmann (2008), which shows that c0 -kernels that are strictly pd need not be c0 -universal. [sent-512, score-0.673]

92 When X is finite, then the converse to Proposition 6 holds, that is, conditionally strictly pd kernels are characteristic, which is shown as follows. [sent-547, score-1.113]

93 ), the notions of characteristic and universal kernels are equivalent. [sent-567, score-0.818]

94 In addition, we also explored their relation to various other notions of positive definite (pd) kernels: strictly pd, integrally strictly pd and conditionally strictly pd. [sent-568, score-1.586]

95 As an example, we showed all these notions to be equivalent (except for conditionally strictly pd) in the case of radial kernels on Rd . [sent-569, score-0.833]

96 This unified study shows that certain families of kernels, for example, bounded continuous translation invariant kernels on Rd and radial kernels on Rd , are interesting for practical use, since the disparate notions of universal and characteristic kernels seem to coincide for these families. [sent-571, score-1.732]

97 The following result in Theorem 8 characterizes strictly pd kernels on T, which we quote from Menegatto (1995). [sent-609, score-0.947]

98 n Theorem 8 (Menegatto 1995) Let ψ be a pd function on T of the form in (7). [sent-621, score-0.505]

99 Then ψ is strictly pd if N has a subset of the form ∪∞ (bl + cl N0 ), l=0 l in which {bl } ∪ {cl } ⊂ N and {cl } is a prime sequence. [sent-623, score-0.71]

100 On the relation between universality, characteristic kernels and RKHS embedding of measures. [sent-859, score-0.689]


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