jmlr jmlr2010 jmlr2010-117 knowledge-graph by maker-knowledge-mining

117 jmlr-2010-Why Does Unsupervised Pre-training Help Deep Learning?


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Author: Dumitru Erhan, Yoshua Bengio, Aaron Courville, Pierre-Antoine Manzagol, Pascal Vincent, Samy Bengio

Abstract: Much recent research has been devoted to learning algorithms for deep architectures such as Deep Belief Networks and stacks of auto-encoder variants, with impressive results obtained in several areas, mostly on vision and language data sets. The best results obtained on supervised learning tasks involve an unsupervised learning component, usually in an unsupervised pre-training phase. Even though these new algorithms have enabled training deep models, many questions remain as to the nature of this difficult learning problem. The main question investigated here is the following: how does unsupervised pre-training work? Answering this questions is important if learning in deep architectures is to be further improved. We propose several explanatory hypotheses and test them through extensive simulations. We empirically show the influence of pre-training with respect to architecture depth, model capacity, and number of training examples. The experiments confirm and clarify the advantage of unsupervised pre-training. The results suggest that unsupervised pretraining guides the learning towards basins of attraction of minima that support better generalization from the training data set; the evidence from these results supports a regularization explanation for the effect of pre-training. Keywords: deep architectures, unsupervised pre-training, deep belief networks, stacked denoising auto-encoders, non-convex optimization

Reference: text


Summary: the most important sentenses genereted by tfidf model

sentIndex sentText sentNum sentScore

1 The best results obtained on supervised learning tasks involve an unsupervised learning component, usually in an unsupervised pre-training phase. [sent-14, score-0.744]

2 Even though these new algorithms have enabled training deep models, many questions remain as to the nature of this difficult learning problem. [sent-15, score-0.478]

3 Answering this questions is important if learning in deep architectures is to be further improved. [sent-17, score-0.496]

4 The results suggest that unsupervised pretraining guides the learning towards basins of attraction of minima that support better generalization from the training data set; the evidence from these results supports a regularization explanation for the effect of pre-training. [sent-21, score-0.753]

5 Keywords: deep architectures, unsupervised pre-training, deep belief networks, stacked denoising auto-encoders, non-convex optimization 1. [sent-22, score-1.254]

6 They include learning methods for a wide array of deep architectures (Bengio, 2009 provides a survey), including neural networks with many hidden layers (Bengio et al. [sent-24, score-0.982]

7 These recent demonstrations of the potential of deep learning algorithms were achieved despite the serious challenge of training models with many layers of adaptive parameters. [sent-48, score-0.816]

8 The breakthrough to effective training strategies for deep architectures came in 2006 with the algorithms for training deep belief networks (DBN) (Hinton et al. [sent-51, score-1.169]

9 Each layer is pretrained with an unsupervised learning algorithm, learning a nonlinear transformation of its input (the output of the previous layer) that captures the main variations in its input. [sent-55, score-0.609]

10 This unsupervised pre-training sets the stage for a final training phase where the deep architecture is fine-tuned with respect to a supervised training criterion with gradient-based optimization. [sent-56, score-1.041]

11 The objective of this paper is to explore, through extensive experimentation, how unsupervised pre-training works to render learning deep architectures more effective and why they appear to work so much better than traditional neural network training methods. [sent-58, score-0.933]

12 One possibility is that unsupervised pretraining acts as a kind of network pre-conditioner, putting the parameter values in the appropriate range for further supervised training. [sent-60, score-0.479]

13 Here, we argue that our experiments support a view of unsupervised pre-training as an unusual form of regularization: minimizing variance and introducing bias towards configurations of the parameter space that are useful for unsupervised learning. [sent-63, score-0.658]

14 We suggest that, in the highly non-convex situation of training a deep architecture, defining a particular initialization point implicitly imposes constraints on the parameters in that it specifies which minima (out of a very large number of possible minima) of the cost function are allowed. [sent-71, score-0.593]

15 Another important and distinct property of the unsupervised pre-training strategy is that in the standard situation of training using stochastic gradient descent, the beneficial generalization effects due to pre-training do not appear to diminish as the number of labeled examples grows very large. [sent-74, score-0.537]

16 In particular, unsupervised pre-training sets the parameter in a region from which better basins of attraction can be reached, in terms of generalization. [sent-77, score-0.458]

17 Hence, although unsupervised pre-training is a regularizer, it can have a positive effect on the training objective when the number of training examples is large. [sent-78, score-0.585]

18 As previously stated, this paper is concerned with an experimental assessment of the various competing hypotheses regarding the role of unsupervised pre-training in the recent success of deep learning methods. [sent-79, score-0.724]

19 In the first set of experiments (in Section 6), we establish the effect of unsupervised pre-training on improving the generalization error of trained deep architectures. [sent-81, score-0.812]

20 In the second set of experiments (in Section 7), we directly compare the two alternative hypotheses (pre-training as a pre-conditioner; and pre-training as an optimization scheme) against the hypothesis that unsupervised pre-training is a regularization strategy. [sent-83, score-0.46]

21 In the final set of experiments, (in Section 8), we explore the role of unsupervised pre-training in the online learning setting, where the number of available training examples grows very large. [sent-84, score-0.464]

22 In these experiments, we test key aspects of our hypothesis relating to the topology of the cost function and the role of unsupervised pre-training in manipulating the region of parameter space from which supervised training is initiated. [sent-85, score-0.611]

23 Before delving into the experiments, we begin with a more in-depth view of the challenges in training deep architectures and how we believe unsupervised pre-training works towards overcoming these challenges. [sent-86, score-0.933]

24 The Challenges of Deep Learning In this section, we present a perspective on why standard training of deep models through gradient backpropagation appears to be so difficult. [sent-88, score-0.519]

25 We believe the central challenge in training deep architectures is dealing with the strong dependencies that exist during training between the parameters across layers. [sent-90, score-0.712]

26 adapt the lower layers in order to provide adequate input to the final (end of training) setting of the upper layers 2. [sent-92, score-0.676]

27 Furthermore, because with enough capacity the top two layers can easily overfit the training set, training error does not necessarily reveal the difficulty in optimizing the lower layers. [sent-98, score-0.582]

28 A separate but related issue appears if we focus our consideration of traditional training methods for deep architectures on stochastic gradient descent. [sent-100, score-0.678]

29 1 An important consequence of this phenomenon is that even in the presence of a very large (effectively infinite) amounts of supervised data, stochastic gradient descent is subject to a degree of overfitting to the training data presented early in the training process. [sent-107, score-0.48]

30 In that sense, unsupervised pre-training interacts intimately with the optimization process, and when the number of training examples becomes large, its positive effect is seen not only on generalization error but also on training error. [sent-108, score-0.611]

31 Unsupervised Pre-training Acts as a Regularizer As stated in the introduction, we believe that greedy layer-wise unsupervised pre-training overcomes the challenges of deep learning by introducing a useful prior to the supervised fine-tuning training procedure. [sent-113, score-0.893]

32 We believe the credit for its success can be attributed to the unsupervised training criteria optimized during unsupervised pre-training. [sent-122, score-0.766]

33 During each phase of the greedy unsupervised training strategy, layers are trained to represent the dominant factors of variation extant in the data. [sent-123, score-0.822]

34 In the context of deep learning, the greedy unsupervised strategy may also have a special function. [sent-128, score-0.699]

35 In these models the data is first transformed in a new representation using unsupervised learning, and a supervised classifier is stacked on top, learning to map the data in this new representation into class predictions. [sent-165, score-0.464]

36 In the context of deep architectures, a very interesting application of these ideas involves adding an unsupervised embedding criterion at each layer (or only one intermediate layer) to a traditional supervised criterion (Weston et al. [sent-171, score-1.065]

37 In the context of scarcity of labelled data (and abundance of unlabelled data), deep architectures have shown promise as well. [sent-174, score-0.496]

38 The section includes a description of the deep architectures used, the data sets and the details necessary to reproduce our results. [sent-192, score-0.496]

39 , 2008) in the literature for training deep architectures have something in common: they rely on an unsupervised learning algorithm that provides a training signal at the level of a single layer. [sent-201, score-1.041]

40 In a first phase, unsupervised pre-training, all layers are initialized using this layer-wise unsupervised learning signal. [sent-203, score-0.996]

41 , 2007), the unsupervised pre-training is done in a greedy layer-wise fashion: at stage k, the k-th layer is trained (with respect to an unsupervised criterion) using as input the output of the previous layer, and while the previous layers are kept fixed. [sent-208, score-1.323]

42 We shall consider two deep architectures as representatives of two families of models encountered in the deep learning literature. [sent-209, score-0.866]

43 Consider the first layer of the DBN trained as an RBM P1 with hidden layer h1 and visible layer v1 . [sent-229, score-0.985]

44 The number of layers can be increased greedily, with the newly added top layer trained as an RBM to model the samples produced by chaining the posteriors P(hk |hk−1 ) of the lower layers (starting from h0 from the training data set). [sent-232, score-1.111]

45 The i-th unit of the k-th layer of the neural ˆ ˆ network outputs hki = sigmoid(cki + ∑ j Wki j hk−1, j ), using the parameters ck and Wk of the k-th layer of the DBN. [sent-234, score-0.56]

46 It has been shown on an array of data sets to perform significantly better than ordinary auto-encoders and similarly or better 633 E RHAN , B ENGIO , C OURVILLE , M ANZAGOL , V INCENT AND B ENGIO than RBMs when stacked into a deep supervised architecture (Vincent et al. [sent-252, score-0.545]

47 With either DBN or SDAE, an output logistic regression layer is added after unsupervised training. [sent-272, score-0.609]

48 This layer uses softmax (multinomial logistic regression) units to estimate P(class|x) = softmaxclass (a), where ai is a linear combination of outputs from the top hidden layer. [sent-273, score-0.465]

49 Each hidden layer contains the same number of hidden units, which is a hyperparameter. [sent-297, score-0.476]

50 The experiments involve the training of deep architectures with a variable number of layers with and without unsupervised pre-training. [sent-307, score-1.271]

51 Note also that when we write of number of layers it is to be understood as the number of hidden layers in the network. [sent-316, score-0.774]

52 Figure 1: Effect of depth on performance for a model trained (left) without unsupervised pretraining and (right) with unsupervised pre-training, for 1 to 5 hidden layers (networks with 5 layers failed to converge to a solution, without the use of unsupervised pretraining). [sent-354, score-1.91]

53 It is also interesting to note the low variance and small spread of errors obtained with 400 seeds with unsupervised pre-training: it suggests that unsupervised pre-training is robust with respect to the random initialization seed (the one used to initialize parameters before pre-training). [sent-370, score-0.82]

54 While the first layer filters do seem to correspond to localized features, 2nd and 3rd layers are not as interpretable anymore. [sent-385, score-0.654]

55 Second, different layers change differently: the first layer changes least, while supervised training has more effect when performed on the 3rd layer. [sent-391, score-0.852]

56 First layer weights seem to encode basic stroke-like detectors, second layer weights seem to detect digit parts, while top layer weights detect entire digits. [sent-394, score-1.038]

57 3 Visualization of Model Trajectories During Learning Visualizing the learned features allows for a qualitative comparison of the training strategies for deep architectures. [sent-404, score-0.478]

58 This is consistent with the formalization of pre-training from Section 3, in which we described a theoretical justification for viewing unsupervised pre-training as a regularizer; there, the probabilities of pre-traininig parameters landing in a basin of attraction is small. [sent-453, score-0.486]

59 Compare also with Figure 8, where 1-layer networks with unsupervised pre-training obtain higher training errors. [sent-482, score-0.487]

60 From this perspective, the advantage of unsupervised pre-training could be that it puts us in a region of parameter space where basins of attraction run deeper than when picking starting parameters at random. [sent-497, score-0.487]

61 Now it might also be the case that unsupervised pre-training puts us in a region of parameter space in which training error is not necessarily better than when starting at random (or possibly worse), but which systematically yields better generalization (test error). [sent-499, score-0.493]

62 Typically gradient descent training of the deep model is initialized with randomly assigned weights, small enough to be in the linear region of the parameter space (close to zero for most neural network and DBN models). [sent-506, score-0.59]

63 As can be seen in Figure 8, while for 1 hidden layer, unsupervised pre-training reaches lower training cost than no pre-training, hinting towards a better optimization, this is not necessarily the case for the deeper networks. [sent-542, score-0.564]

64 This brings us to the following result: unsupervised pre-training appears to have a similar effect to that of a good regularizer or a good “prior” on the parameters, even though no explicit regularization term is apparent in the cost being optimized. [sent-545, score-0.518]

65 It is conceivable that sampling from such a distribution in order to initialize a deep architecture might actually hurt the performance of a deep architecture (compared to random initialization from a uniform distribution). [sent-548, score-0.896]

66 Like regularizers in general, unsupervised pre-training (in this case, with denoising auto-encoders) might thus be seen as decreasing the variance and introducing a bias (towards parameter configurations suitable for performing denoising). [sent-558, score-0.456]

67 In this experiment we explore the relationship between the number of units per layer and the effectiveness of unsupervised pre-training. [sent-564, score-0.696]

68 The hypothesis that unsupervised pre-training acts as a regularizer would suggest that we should see a trend of increasing effectiveness of unsupervised pre-training as the number of units per layer are increased. [sent-565, score-1.147]

69 What we observe is a more systematic effect: while unsupervised pre-training helps for larger layers and deeper networks, it also appears to hurt for too small networks. [sent-571, score-0.696]

70 Figure 9 also shows that DBNs behave qualitatively like SDAEs, in the sense that unsupervised pre-training architectures with smaller layers hurts performance. [sent-572, score-0.829]

71 The effect can be explained in terms of the role of unsupervised pre-training as promoting input transformations (in the hidden layers) that are useful at capturing the main variations in the input distribution P(X). [sent-583, score-0.467]

72 When the hidden layers are small it is less likely that the transformations for predicting Y are included in the lot learned by unsupervised pre-training. [sent-585, score-0.765]

73 (2007) constrained the top layer of a deep network to have 20 units and measured the training error of networks with and without pre-training. [sent-590, score-0.895]

74 5 Experiment 5: Comparing pre-training to L1 and L2 regularization An alternative hypothesis would be that classical ways of regularizing could perhaps achieve the same effect as unsupervised pre-training. [sent-608, score-0.475]

75 6 Summary of Findings: Experiments 1-5 So far, the results obtained from the previous experiments point towards a pretty clear explanation of the effect of unsupervised pre-training: namely, that its effect is a regularization effect. [sent-618, score-0.457]

76 This is because the effectiveness of a canonical regularizer decreases as the data set grows, whereas the effectiveness of unsupervised pre-training as a regularizer is maintained as the data set grows. [sent-629, score-0.457]

77 This confirms the hypothesis that even in an online setting, optimization of deep networks is harder than shallow ones. [sent-641, score-0.505]

78 However it is entirely consistent with our interpretation, stated in our hypothesis, of the role of unsupervised pre-training in the online setting with stochastic gradient descent training on a non-convex objective function. [sent-666, score-0.579]

79 3 Experiment 8: Pre-training only k layers From Figure 11 we can see that unsupervised pre-training makes quite a difference for 3 layers, on InfiniteMNIST. [sent-699, score-0.667]

80 The setup is as follows: for both MNIST and InfiniteMNIST we pre-train only the bottom k layers and randomly initialize the top n − k layers in the usual way. [sent-701, score-0.676]

81 We pre-train the first layer, the first two layers and all three layers using RBMs and randomly initialize the other layers; we also compare with the network whose layers are all randomly initialized. [sent-709, score-1.014]

82 We pre-train the first layer, the first two layers or all three layers using denoising auto-encoders and leave the rest of the network randomly initialized. [sent-711, score-0.775]

83 Discussion and Conclusions We have shown that unsupervised pre-training adds robustness to a deep architecture. [sent-723, score-0.699]

84 One of our findings is that deep networks with unsupervised pre-training seem to exhibit some properties of a regularizer: with small enough layers, pre-trained deep architectures are systematically worse than randomly initialized deep architectures. [sent-729, score-1.651]

85 Moreover, when the layers are big enough, the pre-trained models obtain worse training errors, but better generalization performance. [sent-730, score-0.472]

86 Additionally, we have re-done an experiment which purportedly showed that unsupervised pre-training can be explained with an optimization hypothesis and observed a regularization effect instead. [sent-731, score-0.475]

87 Finally, the other important set of results show that unsupervised pre-training acts like a variance reduction technique, yet a network with pre-training has a lower training error on a very large data set, which supports an optimization interpretation of the effect of pre-training. [sent-735, score-0.477]

88 One of these consequences is that early examples have a big influence on the outcome of training and this is one of the reasons why in a large-scale setting the influence of unsupervised pre-training is still present. [sent-740, score-0.5]

89 Throughout this paper, we have delved on the idea that the basin of attraction induced by the early examples (in conjunction with unsupervised pre-training) is, for all practical purposes, a basin from which supervised training does not escape. [sent-741, score-0.834]

90 Basically, unsupervised pre-training favors hidden units that compute features of the input X that correspond to major factors of variation in the true P(X). [sent-744, score-0.514]

91 We hypothesize that the presence of the bottleneck is a crucial element that distinguishes the deep auto-encoders from the deep classifiers studied here. [sent-754, score-0.74]

92 Our results suggest that optimization in deep networks is a complicated problem that is influenced in great part by the early examples during training. [sent-759, score-0.483]

93 If this disentangling hypothesis is correct, it would help to explain how unsupervised pre-training can address the chicken-and-egg issue explained in Section 2: the lower layers of a supervised deep architecture need the upper layers to define what they should extract, and vice-versa. [sent-771, score-1.559]

94 Instead, the lower layers can extract robust and disentangled representations of the factors of variation and the upper layers select and combine the appropriate factors (sometimes not all at the top hidden layer). [sent-772, score-0.774]

95 Instead, in the case of a single hidden layer, less information about Y would have been dropped (if at all), making the job of the supervised output layer easier. [sent-784, score-0.464]

96 , 2009) showing that for several data sets supervised fine-tuning significantly improves classification error, when the output layer only takes input from the top hidden layer. [sent-786, score-0.464]

97 This hypothesis is also consistent with the observation made here (Figure 1) that unsupervised pre-training actually does not help (and can hurt) for too deep networks. [sent-787, score-0.757]

98 Our conviction is that devising improved strategies for learning in deep architectures requires a more profound understanding of the difficulties that we face with them. [sent-796, score-0.496]

99 An empirical evaluation of deep architectures on problems with many factors of variation. [sent-923, score-0.496]

100 Convolutional deep belief networks for scalable unsupervised learning of hierarchical representations. [sent-956, score-0.786]


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