jmlr jmlr2008 jmlr2008-69 knowledge-graph by maker-knowledge-mining

69 jmlr-2008-Non-Parametric Modeling of Partially Ranked Data


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Author: Guy Lebanon, Yi Mao

Abstract: Statistical models on full and partial rankings of n items are often of limited practical use for large n due to computational consideration. We explore the use of non-parametric models for partially ranked data and derive computationally efficient procedures for their use for large n. The derivations are largely possible through combinatorial and algebraic manipulations based on the lattice of partial rankings. A bias-variance analysis and an experimental study demonstrate the applicability of the proposed method. Keywords: ranked data, partially ordered sets, kernel smoothing

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Summary: the most important sentenses genereted by tfidf model

sentIndex sentText sentNum sentScore

1 EDU School of Electrical and Computer Engineering Purdue University West Lafayette, IN Editor: Tommi Jaakkola Abstract Statistical models on full and partial rankings of n items are often of limited practical use for large n due to computational consideration. [sent-5, score-0.773]

2 Keywords: ranked data, partially ordered sets, kernel smoothing 1. [sent-9, score-0.35]

3 Introduction Rankers such as people, search engines, and classifiers, output full or partial rankings representing preference relations over n items or alternatives. [sent-10, score-0.803]

4 For example in the case of m = 6 rankers issuing full or partial preferences over n = 3 items a possible data set is 3 1 2, 3 2 1, 1 3 2, 1 {2, 3}, 3 {1, 2}, {2, 3} 1. [sent-11, score-0.499]

5 (1) The first three expressions in (1) correspond to full rankings while the last three expressions correspond to partial rankings (the numbers correspond to items and the symbol corresponds to a preference relation). [sent-12, score-1.326]

6 While it is likely that some rankings will contradict others, it is natural to assume that the data in (1) was sampled iid from some distribution p over rankings. [sent-13, score-0.384]

7 L EBANON AND M AO Despite this motivating observation, modeling ranked data is less popular than modeling the existing numeric scores, or even made-up numeric scores in case the true scores are unavailable (such is the case with the frequently used Borda count). [sent-21, score-0.435]

8 The main reason for this is that rankings over a large number of items n reside in an extremely large discrete space whose modeling often requires intractable computation. [sent-22, score-0.599]

9 Previous attempts at modeling ranked data have been mostly parametric and often designed to work with fully ranked data (Marden, 1996). [sent-23, score-0.415]

10 Most of aforementioned approaches are unsuitable for modeling partial rankings for medium and large n due to the computational difficulties of handling a probability space of size n! [sent-29, score-0.622]

11 The few possible exceptions (Critchlow, 1985; Marden, 1996) are usually more ad-hoc and do not correspond to an underlying permutation model making them ill suited to handle partial rankings of different types. [sent-31, score-0.689]

12 On the other hand, there has been a recent increase in data sets containing partial or full rankings for large n. [sent-33, score-0.603]

13 More details on how these data sets correspond to partial rankings may be found in Section 2. [sent-35, score-0.602]

14 (2) The resulting estimate p should assign probabilities to full and partial rankings in a coherent ˆ and contradiction-free manner (described in Section 4). [sent-43, score-0.603]

15 (3) Estimate p based on partial rankings of different types (defined in Section 2). [sent-44, score-0.577]

16 (5) Statistical accuracy of p can be slow for fully ranked data but should be accelerated when ˆ restricted to simpler partial rankings. [sent-67, score-0.378]

17 (6) Obtaining the estimate p and using it to compute probabilities p(A) of partial rankings should ˆ ˆ be computationally feasible, even for large n. [sent-68, score-0.577]

18 All 6 properties above are crucial in the large n scenario: it is often impossible for rankers to specify full rankings over a very large number of items making the use of partial rankings a necessity. [sent-69, score-1.234]

19 Different rankers may choose to output partial rankings of different types, for example, one ranker can output 3 {1, 2} (3 is preferred to both 1 and 2) and another ranker can output {1, 3} 2 (both 1 and 3 are preferred to 2). [sent-70, score-0.704]

20 In this notation the numbers correspond to items and the locations of the items in their corresponding compartments correspond to their ranks. [sent-93, score-0.434]

21 The collection of all permutations of n items forms the non-Abelian symmetric group of order n, denoted by S n , using function composition as the group operation πσ = π ◦ σ. [sent-94, score-0.344]

22 A reasonable solution is achieved by considering partial rankings which correspond to cosets of the symmetric group. [sent-107, score-0.701]

23 1 3 1 4 2 2 3 1 3 PSfrag replacements 4 4 2 S1,1,2 π = {σ1 π, σ2 π} = 3|1|2, 4 σ2 π 3 4 Figure 1: A partial ranking corresponds to a coset or a set or permutations all permutations that fix the top k positions is denoted S1,. [sent-109, score-0.79]

24 It may thus be interpreted as a partial ranking of the top k items, that does not contain any information concerning the relative ranking of the bottom n − k items. [sent-123, score-0.571]

25 The set of all such partial rankings forms the quotient space S n /S1,. [sent-124, score-0.577]

26 Figure 1 illustrates the identification of a coset as a partial ranking of the top 2 out of 4 items. [sent-128, score-0.529]

27 We generalize the above relationship between partial rankings and cosets through the following definition of a composition. [sent-129, score-0.676]

28 , γr ) corresponds to a partial ranking with γ1 items in the first position, γ2 items in the second position and so on. [sent-138, score-0.707]

29 For such a partial ranking it is known that the first set of γ 1 items are to be ranked before the second set of γ2 items etc. [sent-139, score-0.892]

30 A partial ranking of type γ is equivalent to a coset Sγ π = {σπ : σ ∈ Sγ } and the set of such partial rankings forms the quotient space Sn /Sγ . [sent-164, score-1.076]

31 2404 N ON -PARAMETRIC M ODELING OF PARTIALLY R ANKED DATA The vertical bar notation described above for permutations is particularly convenient for denoting partial rankings. [sent-165, score-0.411]

32 , n separated by vertical bars, indicating that items on the left side of each vertical bar are preferred to (ranked higher than) items on the right side of the bar. [sent-169, score-0.533]

33 For example, the partial ranking displayed in Figure 1 is denoted by 3|1|2, 4. [sent-171, score-0.367]

34 The set of all partial rankings Wn = {Sγ π : π ∈ Sn , ∀γ} def (2) which includes the set of full rankings Sn , is a subset of all possible partial orders on {1, . [sent-173, score-1.254]

35 While the formalism of partial rankings in Wn cannot realize all partial orderings, it is sufficiently powerful to include many useful and naturally occurring orderings as special cases. [sent-177, score-0.801]

36 Special cases of particular interest are the following partial rankings • π ∈ Sn corresponds to a permutation or a full ordering, for example, 3|2|4|1. [sent-179, score-0.69]

37 An example for such a ranking is a ranked list of the top k webpages output by search engines in response to a query. [sent-189, score-0.389]

38 An example for such a ranking is selection of preferred and non-preferred items from a list. [sent-204, score-0.369]

39 One particular extension to partial rankings is to consider a partial ranking as censored data equivalent to the set of permutations in its related coset. [sent-237, score-1.125]

40 In other words, we define the probability the model assigns to the partial ranking S γ π by ∑ τ∈Sγ π pκ (τ) = ψ−1 (c) ∑ exp (−c d(τ, κ)) . [sent-238, score-0.395]

41 However, the apparent absence of a closed form formula for more general partial rankings prevented the widespread use of Equation 7 for large n and encouraged more ad-hoc and heuristic models (Critchlow, 1985; Marden, 1996). [sent-243, score-0.577]

42 Section 7 describes an efficient computational procedure for computing (7) for more general partial ranking types γ. [sent-244, score-0.367]

43 The Ranking Lattice Partial rankings Sγ π relate to each other in a natural way by expressing more general, more specific or inconsistent ordering. [sent-246, score-0.384]

44 We define below the concepts of partially ordered sets and lattices and then relate them to partial rankings by considering the set of partial rankings W n as a lattice. [sent-247, score-1.286]

45 The set of partial rankings Wn defined in (2) is naturally endowed with the partial order of ranking refinement, that is, π σ if π refines σ or alternatively if we can get from π to σ by dropping vertical lines (Lebanon and Lafferty, 2003). [sent-256, score-1.008]

46 Using the vertical bar notation, two elements are inconsistent iff there exist two items i, j that appear on opposing sides of a vertical bar in x and y, that is, x = · · · i| j · · · while y = · · · j|i · · · . [sent-274, score-0.378]

47 Probabilistic Models on the Ranking Lattice The ranking lattice is a convenient framework to define and study probabilistic models on partial ˜ rankings. [sent-299, score-0.459]

48 (8) ˜ β∈Wn :β α ˜ Interpreting partial rankings Sγ π ∈ Wn as the disjoint union of the events defined by the coset Sγ π we have that g(Sγ π) = ∑ τ∈Sγ π 2409 p(τ) (9) L EBANON AND M AO may be interpreted as the probability under p of the disjoint union S γ π of permutations. [sent-301, score-0.709]

49 We refer to the function g as the partial ranking or lattice version of p. [sent-302, score-0.459]

50 The function g is defined on the entire lattice, but when restricted to partial rankings of the same ˜ type G = {Sγ π : π ∈ Sn } ⊂ Wn , constitutes a normalized probability distribution on G. [sent-307, score-0.577]

51 Figure 3 illustrates this problem for partial rankings with the same (left) and different (right) number of vertical bars. [sent-312, score-0.641]

52 In addition to this construction which logically occurs after obtaining the estimator p, we also ˆ need to consider how to use partially ranked data in the process of obtaining the estimator p. [sent-315, score-0.401]

53 Instead, the inference needs to be conducted based on a set of partial rankings D = {Sγi πi : i = 1, . [sent-317, score-0.577]

54 Assuming uniformly random censoring in a parametric setting, we obtain the following observed likelihood with respect to the partially ranked data set D m (θ|D) = ∑ log i=1 m 1 ∑ pθ (σ) = ∑ log ∑ pθ (σ) + const. [sent-323, score-0.39]

55 In the next section we explore in detail a non-parametric kernel smoothing alternative to estimating p and g based on partially ranked data. [sent-325, score-0.35]

56 , n Sγ π Sλ σ PSfrag replacements Sλ σ PSfrag replacements ˆ 0 ˆ 0 Figure 3: Two partial rankings with the same (left) and different (right) number of vertical bars ˜ in the Hasse diagram of Wn . [sent-332, score-0.778]

57 To avoid probabilistic contradictions, the values of g at two non-disjoint partial rankings Sγ π, Sλ σ cannot be specified in an independent manner. [sent-335, score-0.577]

58 Since the normalization term ψ does not depend on the location parameter (6), the kernel smoothing estimator for p is p(π) = ˆ m 1 ∑ exp(−c d(π, πi )) π, πi ∈ Sn m ψ(c) i=1 (11) assuming the data consists of complete rankings π1 , . [sent-341, score-0.522]

59 The lattice or partial ranking version g correˆ sponding to p in (12) is ˆ g(Sλ π) = ˆ m 1 1 ∑ |Sγ | ∑ ∑ exp(−c d(κ, τ)) m ψ(c) i=1 i κ∈S π τ∈Sγ πi λ i ˜ S γ π ∈ Wn . [sent-350, score-0.459]

60 The set appearing in the definition γ of bkl (τ) contains pairs (s,t) that are inversions of τ and for which s and t appear in the l and k compartments of γ respectively. [sent-366, score-0.363]

61 (15) s=1 j=1 k=0 Proof τ∈Sγ π ∑ γ γ q∑k=1 ak (τ)+∑k=1 ∑l=k+1 bkl (τ) r r r ∑ q∑k=1 ak (τ) τ∈Sγ π γ = q∑k=1 ∑l=k+1 bkl (π) r r γ r τ∈Sγ π r γ = q∑k=1 ∑l=k+1 bkl (π) ∏ r r ∑ qi(τ) s=1 τ∈Sγs r γs −1 j γ = q∑k=1 ∑l=k+1 bkl (π) ∏ ∏ r r ∑ qk . [sent-380, score-1.09]

62 The remaining terms depend only on the partial ranking type γ and thus may be pre-computed and tabulated for efficient computation. [sent-383, score-0.367]

63 Corollary 2 The partial ranking version g corresponding to the Mallows kernel p κ is pκ (Sγ π) = γ −1 j s ∏r ∏ j=1 ∑k=0 e−kc s=1 j ∏n−1 ∑k=0 e−kc j=1 γ ∝ e−c ∑k=1 ∑l=k+1 bkl (πκ r r −1 ) 2413 . [sent-388, score-0.581]

64 s=1 j=1 k=0 The complexity of computing (16), (12), (13) for some popular partial ranking types appears in Table 1. [sent-396, score-0.367]

65 The term ψ(2c)/ψ2 (c) is bounded since it may be 1+e− jc 1+e−c written as a product ∏n R j (c), with R j (c) = 1−e− jc / 1−e−c ≤ 1 for all c ∈ R+ and j ≥ 1 since the j=1 function 1+ε increases with ε > 0. [sent-426, score-0.454]

66 1−ε Based on Proposition 7 and Equations (17)-(18) |bias ( p(π))| ≤ M ˆ Var ( p(π)) ≤ ˆ n je− jc ne−c ne−c −M ∑ ≤M − jc 1 − e−c 1 − e−c j=1 1 − e p(π) ψ(2c) M ψ (2c) ψ(2c) − . [sent-427, score-0.454]

67 For large n, it is often the case that partial, rather than full, rankings are available for estimating p. [sent-437, score-0.384]

68 Furthermore, in many cases, rankers can make some partial ranking assertions with certainty but do not have a clear opinion on other preferences. [sent-439, score-0.444]

69 Using the censored data interpretation of partially ranked data enables efficient use of partially ranked data of multiple types in the estimation process (12). [sent-440, score-0.639]

70 Statistically, expressing partially ranked data as censored data has the effect of increased smoothing and therefore it reduces the variance while increasing the bias. [sent-441, score-0.415]

71 A consequence of this proposition which is ˆ also illustrated in Section 9 experimentally is that even if the fully ranked data is somehow available, estimating p based on the partial rankings obtained by censoring it tends to increase the estimation ˆ accuracy. [sent-443, score-0.937]

72 2417 L EBANON AND M AO Proposition 9 Assuming the same conditions as in Proposition 7, the bias and variance of the censored data or partial ranking estimator (12) for γ1 = . [sent-444, score-0.578]

73 Contrasting the expressions in Proposition 9 with those in Proposition 7 indicates that reverting to partial rankings tends to increase the bias but reduce the variance. [sent-459, score-0.665]

74 The precise changes in the bias and variance that occur due to using partial rankings depend on γ, n, m, c, M. [sent-465, score-0.658]

75 Indeed, in the common case described earlier where the number of items n is large, switching to partially ranked data can dramatically improve the estimation accuracy. [sent-467, score-0.445]

76 It is remarkable that this statistical motivation to use partial rather than full rankings is aligned with the data availability and ease of use as well as with the computational efficiency demonstrated in the previous section. [sent-469, score-0.603]

77 1,n−6) Figure 5: Values of sp(Sγ ) |Sγ | (top (4,n−4) (5,n−5) (6,n−6) (7,n−7) row), and log sp(S|n ) (bottom row) for n = 15 and various partial |Sγ 2 ranking types. [sent-493, score-0.367]

78 A popular example is collaborative filtering which is the task of recommending items to a user based on partial preference information that is output by that user (Resnick et al. [sent-499, score-0.393]

79 Given a particular partial ranking Sγ π output by a certain user we can predict its most likely refinement arg maxSλ σ p(Sλ σ|Sγ π). [sent-502, score-0.367]

80 The first is the APA data set (Diaconis, 1989) which contains several thousand rankings of 5 APA presidential candidates. [sent-508, score-0.384]

81 The second is the Jester data set containing rankings of 100 jokes by 73,496 users. [sent-509, score-0.428]

82 The third data set is the EachMovie data set containing rankings of 1628 movies by 72,916 users. [sent-510, score-0.412]

83 Due to the computational difficulty associated with maximum likelihood for the Mallows model for large n we experimented with rankings over a small number of items. [sent-516, score-0.411]

84 The vertices of the permutation polytope, displayed in Figure 7, correspond to S 4 and its edges correspond to pairs of permutations with Kendall’s tau distance 1. [sent-523, score-0.353]

85 Figure 8 demonstrates non-parametric modeling of partial rankings for n = 100 (the Mallows model maximum likelihood estimator cannot be computed for such n). [sent-530, score-0.712]

86 We used 10043 rankings from the Jester data set which contain users ranking all n = 100 jokes. [sent-531, score-0.558]

87 set log-likelihood with respect to the lattice version g(Sγ π) of the non-parametric estimator p for ˆ ˆ partial ranking γ = (5, n − 5) (top) and γ = (1, 1, 1, n − 3) (bottom). [sent-557, score-0.522]

88 The variance reduction by (k, n − k) partial ˆ rankings clearly outweighs the bias increase. [sent-566, score-0.658]

89 Similarly, it is typically the case for large n that both the data available for estimating p and the use of p will be ˆ ˆ restricted to partial rankings or cosets of the symmetric group. [sent-569, score-0.676]

90 ˜ Attempts to define a probabilistic model directly on multiple types of partial rankings H ⊂ Wn face a challenging problem of preventing probabilistic contradictions. [sent-570, score-0.577]

91 A simple solution is to define ¨ the partial ranking model g in terms of a permutation model p through the mechanism of M obius ˆ ˆ inversion and censored data interpretation. [sent-571, score-0.593]

92 We also examine the effect of using partial, rather than full, rankings on the bias and variance of the estimator. [sent-591, score-0.465]

93 Complexity Issues Table 1 lists the computational complexity results for computing (13) for some popular partial ranking types γ and λ. [sent-594, score-0.367]

94 ∏tj=t−|A|+1 (1 − e− jc ) |A| ∏ j=1 (1 − e− jc ) ¯ ¯ |A|! [sent-630, score-0.454]

95 ∏n−t ¯ j=n−t−|A|+1 ¯ |A| (1 − e− jc ) ∏ j=1 (1 − e− jc ) τ∈Sn−t . [sent-632, score-0.454]

96 Substituting the above results into Equation 16, we get ψ−1 (c)|Sγ |−1 ∑ ∑ σ∈Sλ π1 τ∈Sγ π2 γ2 γ1 ¯ = e−c d(σ,τ) − jc − jc ∏n 1−e −c t! [sent-633, score-0.454]

97 ∏n−t ¯ j=n−t−|A|+1 ∏ j=1 (1−e− jc ) ∏ j=1 (1−e− jc ) |A| = − jc ∏k 1−e −c ∏n−k 1−e −c j=1 1−e j=1 1−e e−c|A||B| ∑τ∈St e−cb12 (τ) ∑τ∈Sn−t e−cb12 (τ)  ¯ |A| ¯ − jc e−c|A||B| ∏k j=1 1 − e − jc ) t! [sent-639, score-1.135]

98 ∏n j=n−k+1 (1 − e  − jc ¯ −c|A||B| (1 − e− jc ) ∏k ∏tj=t−|A|+1 (1 − e− jc ) ∏n−t ¯ ¯ j=1 1 − e |A|! [sent-641, score-0.681]

99 ∏n−t − jc ) ∏|A| (1 − e− jc ) ∏n ¯ (1 − e− jc ) ∏ (1 − e j=n−t−|A|+1 j=1 j=1 j=n−k+1 ¯ Note |A| ≤ min(k,t), |A| ≤ k and |B| ≤ t, therefore the above expression takes O(k + t) to evaluate. [sent-646, score-0.681]

100 q (1+k)k 2 ∑ qa ak =k ∑ ∑ k ∑ ak =k ak−1 =k−1 ak −1 n ak −1 n γ qb12 (π) = k! [sent-658, score-0.567]


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