jmlr jmlr2008 jmlr2008-38 knowledge-graph by maker-knowledge-mining

38 jmlr-2008-Generalization from Observed to Unobserved Features by Clustering


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Author: Eyal Krupka, Naftali Tishby

Abstract: We argue that when objects are characterized by many attributes, clustering them on the basis of a random subset of these attributes can capture information on the unobserved attributes as well. Moreover, we show that under mild technical conditions, clustering the objects on the basis of such a random subset performs almost as well as clustering with the full attribute set. We prove finite sample generalization theorems for this novel learning scheme that extends analogous results from the supervised learning setting. We use our framework to analyze generalization to unobserved features of two well-known clustering algorithms: k-means and the maximum likelihood multinomial mixture model. The scheme is demonstrated for collaborative filtering of users with movie ratings as attributes and document clustering with words as attributes. Keywords: clustering, unobserved features, learning theory, generalization in clustering, information bottleneck

Reference: text


Summary: the most important sentenses genereted by tfidf model

sentIndex sentText sentNum sentScore

1 Moreover, we show that under mild technical conditions, clustering the objects on the basis of such a random subset performs almost as well as clustering with the full attribute set. [sent-9, score-0.78]

2 We use our framework to analyze generalization to unobserved features of two well-known clustering algorithms: k-means and the maximum likelihood multinomial mixture model. [sent-11, score-0.949]

3 The scheme is demonstrated for collaborative filtering of users with movie ratings as attributes and document clustering with words as attributes. [sent-12, score-0.664]

4 Often, it is desirable to have the clusters match some labels that are unknown to the clustering algorithm. [sent-16, score-0.553]

5 Even worse, the clustering quality depends on the specific choice of the unobserved labels. [sent-20, score-0.686]

6 For example, good document clustering with respect to topics is very different from clustering with respect to authors. [sent-21, score-0.808]

7 In our setting, instead of attempting to cluster by some arbitrary labels, we try to predict unobserved features from observed ones. [sent-22, score-0.572]

8 For example, when clustering fruits based on their observed features such as shape, color and size, the target of clustering is to match unobserved features such as nutritional value or toxicity. [sent-24, score-1.427]

9 When clustering users based on their movie ratings, the target of clustering is to match ratings of movies that were not rated, or not even created as yet. [sent-25, score-1.072]

10 The goal of the clustering algorithm is to assign a class label ti to each instance, such that the expected mutual information between the class labels and a randomly selected unobserved feature is maximized. [sent-33, score-0.825]

11 1 The clustering algorithm has access only to the observed features of m instances. [sent-37, score-0.567]

12 In other words, can we find the clustering that is most likely to match a randomly selected unobserved feature? [sent-44, score-0.722]

13 We show that for any clustering algorithm, the average performance of the clustering with respect to the observed and unobserved features is similar. [sent-46, score-1.24]

14 Hence we can indirectly optimize clustering performance with respect to unobserved features by analogy with generalization in supervised learning. [sent-47, score-0.86]

15 We are interested in cases where this new selected feature is most likely to be one of the unobserved features, and therefore we use the term unobserved information. [sent-60, score-0.602]

16 We use our framework to analyze clustering by the maximum likelihood of multinomial mixture model (also called Naive Bayes Mixture Model, see Figure 2 and Section 2. [sent-71, score-0.522]

17 This clustering assumes a generative model of the data, where the instances are assumed to be sampled independently from a mixture of distributions, and for each such distribution all features are independent. [sent-73, score-0.651]

18 2 we show that this clustering achieves nearly the best possible clustering in terms of information on unobserved features. [sent-76, score-1.08]

19 We show that the k-means clustering algorithm (Lloyd, 1957; MacQueen, 1967) not only minimizes the observed intra-cluster variance, but also minimizes the unobserved intra-cluster variance, that is, the variance of unobserved features within each cluster. [sent-79, score-1.157]

20 3 The clustering algorithm clusters the instances into k clusters. [sent-116, score-0.606]

21 We define the quality of clustering with respect to a single feature, q, as I (t(Z); xq [Z]), that is, the empirical mutual information between the cluster labels and the feature. [sent-124, score-0.819]

22 Obviously all clusters will be homogeneous with respect to all features but this clustering is pointless. [sent-128, score-0.633]

23 Definition 1 The average observed information of a clustering t and the observed features is de˜ noted by Iob (t, q) and defined by ˜ Iob (t, q) = 1 n ∑ I (t(Z); xqi [Z]) . [sent-130, score-0.698]

24 n i=1 The expected unobserved information of a clustering is denoted by Iun (t) and defined by Iun (t) = Eq∼D I (t(Z); xq [Z]) . [sent-131, score-0.936]

25 In the special case where the distribution D is uniform and L n2 , Iun can also be written as the average mutual information between 1 the cluster label and the unobserved features set; that is, Iun ≈ L−n ∑q∈{q1 ,. [sent-134, score-0.571]

26 The goal of the clustering algorithm is to cluster the instances into k clusters that maximize the unobserved information, Iun . [sent-139, score-1.017]

27 Definition 5 Observed information maximization algorithm: Let IobMax be any clustering algorithm that, based on the values of the observed features, selects a clustering t opt,ob : [m] → [k] having the maximum possible value of Iob , that is, ˜ topt,ob = arg max Iob (t, q). [sent-183, score-0.846]

28 t:[m]→[k] ˜ ˜ Let Iob,k be the average observed information of this clustering and Iun,k be the expected unobserved information of this clustering, that is, ˜ ˜ ˜ Iob,k (q) = Iob topt,ob , q , ˜ ˜ Iun,k (q) = Iun topt,ob . [sent-184, score-0.752]

29 (1) Proof We now define a bad clustering as a clustering whose expected unobserved information satis∗ fies Iun ≤ Iun,k − ε. [sent-190, score-1.099]

30 Hence the probability that a bad clustering has a higher average observed information than the best clustering is upper bounded as in Theorem 6. [sent-193, score-0.882]

31 As a result of this theorem, when n is large enough, even an algorithm that knows the value of all features (observed and unobserved) cannot find a clustering which is significantly better than the clustering found by the IobMax algorithm. [sent-195, score-0.891]

32 Informally, this theorem means that for a large number of features we can find a clustering that is informative on unobserved features. [sent-197, score-0.822]

33 For example, clustering users based on similar ratings of current movies are likely to match future movies as well (see Section 4). [sent-198, score-0.7]

34 If the number of randomly observed features is large enough we can find a clustering rule with two clusters such that Iob ∼ 1 . [sent-213, score-0.72]

35 For this clustering rule Iun ∼ 2 , since half of =2 =1 the unobserved features match this clustering (all features with an even index). [sent-217, score-1.299]

36 More specifically, if we use two clusters, where the clustering is determined by one of 1 the observed features (i. [sent-226, score-0.567]

37 Based on the generalization theorem, we now suggest a qualitative explanation of why clustering into bananas and oranges provides relatively high information on unobserved features, while clustering based on position (e. [sent-233, score-1.156]

38 By contrast, a clustering rule which puts all items that appeared in our right visual field in one cluster, and the others in a second cluster, has much smaller Iob (since it does not match many observed features), and indeed it is not predictive about unobserved features. [sent-238, score-0.753]

39 Example 4 As a negative example, if the type of observed features and the target unobserved features are very different, our assumptions do not hold. [sent-239, score-0.584]

40 Although the basic assumptions of the multinomial mixture model are very different from ours, Theorem 7 tells us that this method of clustering generalizes well to unobserved features. [sent-252, score-0.77]

41 In the following theorem we analyze the feature generalization properties of soft clustering by the multinomial mixture model. [sent-267, score-0.63]

42 Theorem 7 Let Iob,ML,k be the observed information of clustering achieved by the maximum likelihood solution of a multinomial mixture model for k clusters. [sent-269, score-0.574]

43 Our setup assumes that the instances are fixed and the observed features are randomly selected and we try to maximize information on unobserved features. [sent-281, score-0.595]

44 From our analysis, this is nearly the best clustering method for preserving information on the label, assuming that the label is yet another feature that happened to be unobserved in some instances. [sent-292, score-0.726]

45 , x[m]}, and the clustering algorithm clusters these instances into k clusters. [sent-310, score-0.606]

46 In our setup, however, we assume that the clustering algorithm has access only to the observed features over the m instances. [sent-317, score-0.567]

47 The goal of clustering is to achieve minimum intra-cluster variance of the unobserved features. [sent-318, score-0.697]

48 In our setup, the goal of the clustering algorithm is to create clusters with minimal unobserved intraclass variance (Dun ). [sent-342, score-0.829]

49 We now use it to find a clustering that minimizes the expected unobserved intra-cluster variance, using only the observed features. [sent-371, score-0.752]

50 ,Ck be the clustering that achieves the minimum unobserved intracluster variance under the constraint α ({C1 , . [sent-375, score-0.697]

51 un un ˆ opt ˆ opt be the clustering with the minimum observed intra-cluster variance, under Let C1 , . [sent-391, score-0.652]

52 e αc (5) Proof We now define a bad clustering as a clustering whose expected unobserved intra-cluster variance satisfies Dun > Dopt + ε. [sent-414, score-1.123]

53 Hence the probability that any of the bad clusterings has un a lower observed intra-cluster variance than the best clustering is upper bounded by δ. [sent-420, score-0.617]

54 However, Theorem 12 means that an algorithm that selects the clustering with the minimum observed intra-cluster variance indirectly finds the clustering with nearly minimum unobserved intra-cluster variance. [sent-423, score-1.187]

55 If the intra-cluster variance of a new, previously unobserved movie is small, then we can estimate the rating of one user from the average ratings of other users in the same cluster. [sent-430, score-0.526]

56 Similarly, for distance-based clustering we use k-means to examine the behavior of the observed and unobserved intra-cluster variances (see Definitions 8, 9). [sent-437, score-0.739]

57 Clustering methods are used for collaborative filtering by clustering users based on the similarity of their ratings (see, for example, Marlin, 2004; Ungar and Foster, 1998). [sent-443, score-0.556]

58 In our context, the goal of the clustering is to maximize the information between the clusters and unobserved features, that is, movies that have not yet been rated by any of the users. [sent-447, score-0.936]

59 We use a subset of the movies from group “A” as observed features and all movies from group “B” as the unobserved features. [sent-472, score-0.636]

60 Since the observed features are selected at random, the statistics of missing values of the observed and unobserved features are the same. [sent-486, score-0.651]

61 2 Greedy IobMax Algorithm For information-based clustering, we cluster the users using a simple greedy clustering algorithm (see Algorithm 1). [sent-494, score-0.539]

62 65 Number of clusters (k) 2 3 4 5 6 Number of clusters (k) (e) Fixed number of features (n=1200) (f) Fixed number of features (n=100) Figure 3: Feature generalization as a function of the number of training features (movies) and the number of clusters. [sent-530, score-0.63]

63 (a) (b) and (e) show the observed and unobserved information for various numbers of features and clusters (high is good). [sent-531, score-0.592]

64 In this case the algorithm tries directly to find the clustering that maximizes the mean mutual information on features from group ”B”. [sent-550, score-0.565]

65 On the other hand, as the number of observed features increases, the cluster variable, T = t(Z), captures the structure of the distribution (users’ tastes), and hence contains more information on unobserved features. [sent-558, score-0.572]

66 Informally, the achievability theorem (Theorem 6) tells as that for a large enough number of observed features, even though our clustering algorithm is based only on observed features, it can achieve nearly the best possible ∗ clustering, in terms of Iun . [sent-561, score-0.593]

67 This can be seen in Figures 3 (a,b), where Iun approaches Iun , which is the unobserved information of the best clustering (Definition 4). [sent-562, score-0.673]

68 6 Again, for a small numbers of features (n) the clustering overfits the observed features, that is, the D ob is relatively low but Dun is large. [sent-568, score-0.59]

69 However, for large n, Dun and Dob approach each other and both of them approach the unobserved intra-cluster variance of the best possible clustering (D opt ) as expected un 6. [sent-569, score-0.808]

70 4 Words and Documents In this section we repeat the information-based clustering experiment, but this time for document clustering with words as features. [sent-590, score-0.831]

71 We show how clustering which is based on a subset of words (observed words) is also informative about the unobserved words. [sent-591, score-0.696]

72 This helps understand the way clustering learned from observed words matches unobserved words. [sent-652, score-0.762]

73 We can see, for example, that although the word “player” is not part of the inputs to the clustering algorithm, it appears much more in the first cluster than in other clusters. [sent-653, score-0.519]

74 This clustering reveals the hidden topics of the documents (sports, computers and religious), and these topics contain information on the unobserved words. [sent-656, score-0.69]

75 We see that generalization to unobserved features can be explained from a standpoint of a generative model (a hidden variable which represents the topics of the documents) or from a statistical point of view (relationship between observed and unobserved information). [sent-657, score-0.79]

76 They do this by masking some features in the input data, that is, making them unobserved features, and training classifiers to predict these unobserved features from the observed features. [sent-664, score-0.854]

77 An example of such a property is the stability of the clustering with respect to the sampling process, for example, the clusters do not change significantly if we add some data points to our sample. [sent-678, score-0.522]

78 The idea of generalization to unobserved features by clustering was first presented in a short version of this paper (Krupka and Tishby, 2005). [sent-689, score-0.817]

79 Discussion We introduce a new learning paradigm: clustering based on observed features that generalizes to unobserved features. [sent-691, score-0.85]

80 Our main results include two theorems that tell us how, without knowing the value of the unobserved features, one can estimate and maximize information between the clusters and the unobserved features. [sent-692, score-0.732]

81 Despite the very different assumptions of these models, we show that clustering by multinomial mixture models is nearly optimal in terms of maximizing information on unobserved features. [sent-697, score-0.802]

82 Moreover, we expect this unobserved information to be similar to the information we have on the clustering on the observed features. [sent-709, score-0.739]

83 Analogous to what we show for information based clustering and multinomial mixture models, we show that this optimization goal of k-means is also optimal in terms of generalization to unobserved features. [sent-712, score-0.803]

84 Note that a contrary assumption to random selection would be that given two instances {x[1], x[2]}, there is a correlation between the distance of a feature xq [1] − xq [2] and the probability of observing this feature; for example, the probability of observing features that are similar is higher. [sent-714, score-0.703]

85 The difference between the observed and unobserved information is large only for a small portion of all possible partitions into observed and unobserved features. [sent-720, score-0.698]

86 The value of clustering which preserves information on unobserved features is that it enables us to learn new—previously unobserved—attributes from a small number of examples. [sent-722, score-0.784]

87 Suppose that after clustering fruits based on their observed features (Example 3), we eat a chinaberry 8 and thus, 8. [sent-723, score-0.616]

88 This is different from clustering that merely describes the observed measurements, and supports the rationale for defining the quality of clustering by its predictivity on unobserved features. [sent-730, score-1.142]

89 In this paper we proposed a clustering based on a subset of features, and analyzed the information that the clustering yielded on features outside this subset. [sent-750, score-0.891]

90 However, a general framework for generalization to both unobserved features and unobserved instances is still lacking. [sent-778, score-0.794]

91 Theorem 3—Proof outline: For the given m instances and any clustering t, draw uniformly and independently m instances (repeats allowed). [sent-796, score-0.558]

92 Since I (t (Z) ; xq [Z]) = −H (t(Z), xq [Z]) + H (t (Z)) + H (xq (Z)), we can upper bound the bias between the actual and the empirical estimation of the mutual information as follows: E˜ 1 ,. [sent-828, score-0.553]

93 In terms of the distributions P (t(Z), xq (Z)), assigning a soft clustering to an instance can be approximated by a second ˆ empirical distribution, P, achieved by duplicating each of the instances, and then using hard clustering. [sent-854, score-0.678]

94 Using hard clustering on the ×100 larger set of instances, can approximate any soft clustering of the original set with quantization of P (T |X) in ˆ ˆ steps of 1/100. [sent-856, score-0.816]

95 Now we show that for any soft clustering of an instance, we can find a hard clustering of the same instance that has the same or a higher value of Iob (without changing the cluster identity of other instances). [sent-858, score-0.944]

96 This is enough to show that soft clustering is not required to achieve the maximum value of Iob , since any soft clustering can be replaced by hard clustering instance by instance. [sent-859, score-1.258]

97 i=1 j ˜ where Pi is created by keeping the same soft clustering of instances {1, . [sent-871, score-0.51]

98 , m}, and replacing the soft clustering of the jth instance by a hard clustering t( j) = i. [sent-877, score-0.845]

99 In other words, we can replace the soft clustering of any instance j by a hard clustering without decreasing Iob . [sent-886, score-0.832]

100 The quality of the clustering with respect to a single variable, Xq , is defined by a (weighted) average distance of all pairs of instances within the same cluster (large distance means lower quality). [sent-908, score-0.627]


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